FINRA Webinar: Remote Inspections Pilot Program

FINRA senior staff host this one-hour webinar to discuss the Remote Inspections Pilot Program. This session reviews frequently asked questions we’ve received, the open enrollment and opt-out periods, and the data and information requirement for the program.

This event is open to FINRA member firms only and registration is required for each webinar. Participants must provide their firm's broker-dealer number when registering.

An on-demand recording will be available soon.

Questions

For questions regarding the webinar, contact Member Relations and Education. For questions regarding registration, please email [email protected].

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FINRA members should complete the form below and click "Submit" to proceed.

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