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Technical Notice

FINRA OTC Reporting Facility (ORF) NTF System EMC Event

November 16, 2022

On Thursday, November 17, 2022, FINRA will conduct an Extraordinary Market Halt (EMC) event in the Test Facility (NTF) for the OTC Reporting Facility (ORF). The EMC will start at approximately 4:15 p.m. ET and run for approximately 10 minutes. During this time ORF trade attempts will be rejected. The system will resume normal operations after the conclusion of the NTF EMC event.

Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice.