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Technical Notice

Update - FINRA TRACE NTF System

March 30, 2023

Currently, the FINRA Test Facility (NTF) for TRACE Corporate and Agency Debt and Securitized Products was modified to limit trade retention to five rolling business days.

During this time the NTF Trade Management Window allowed users to search and view trades reported to TRACE within the past rolling five business days (T-5) instead of the standard rolling T-20 business day period.

Beginning Monday, April 3, 2023, FINRA will resume the TRACE Corporate and Agency Debt and Securitized Products NTF trade retention window to T-20.

Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice.