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Systems Status

Data Disseminated via Dynamic Reporting Grid in FINRA.org and FINRA Gateway

Service Disruption

Status: Under Investigation

First Reported: May 6, 2024 - 12:20 p.m.

Last Update: May 6, 2024 - 12:50 p.m.

Description: Data is not loading in any of the dynamic reporting grids used in FINRA.org and FINRA Gateway.

Test Enrollment Services System (TESS)

Scheduled Maintenance

Status: Service Disruptions May Occur

Maintenance Period: Saturday, May 11th from 8:00 a.m. to 12:00 p.m.

Description: FINRA’s Test Enrollment Services System (TESS) may experience service disruptions while routine maintenance is performed Saturday, May 11th from 8 a.m. to noon. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

Vouchers

Scheduled Maintenance

Status: Service Disruptions May Occur

Maintenance Period: Saturday, May 11th from 8:00 a.m. to 12:00 p.m.

Description: FINRA’s Voucher system may experience service disruptions while routine maintenance is performed Saturday, May 11th from 8 a.m. to noon. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

CE Platform for Regulatory Element & Practical Element CE

Scheduled Maintenance

Status: Service Disruptions May Occur

Maintenance Period: Saturday, May 11th from 8:00 a.m. to 12:00 p.m.

Description: FINRA’s CE platform may experience service disruptions while routine maintenance is performed Saturday, May 11th from 8 a.m. to noon. CE participants who experience issues during this time are advised to please wait an hour before trying to access the system again.

SIE Enrollment Link in CRD

Scheduled Maintenance

Status: Service Disruptions May Occur

Maintenance Period: Saturday, May 11th from 8:00 a.m. to 12:00 p.m.

Description: FINRA’s SIE Enrollment system may experience service disruptions while routine maintenance is performed Saturday, May 11th from 8 a.m. to noon. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.