FINRA Entitlement Program

The FINRA Entitlement Program provides a secure way for firms to access many of FINRA’s Web-based systems with a single user ID and password.

 

The Entitlement Program includes a Super Account Administrator (SAA) role that allows firms to create, modify and delete account administrator and user accounts for FINRA applications. Individuals at firms must contact their SAA for access to most FINRA systems. See Information Notice 3-24-10 for more details.

 

Following are links to additional information regarding the FINRA Entitlement Program:

For questions, contact the Gateway Call Center:

  • Broker-dealer firms: (301) 869-6699
  • Investment adviser firms: (240) 386-4848