FINRA Entitlement Program

The FINRA Entitlement Program provides a secure way for firms to access many of FINRA’s Web-based systems with a single user ID and password.

 

The Entitlement Program includes a Super Account Administrator (SAA) role that allows firms to create, modify and delete account administrator and user accounts for FINRA applications. Individuals at firms must contact their SAA for access to most FINRA systems. See Information Notice 3-24-10 for more details.

 

Annual Entitlement User Accounts Certification Process
 

FINRA’s annual user accounts certification process will begin on January 12, 2015, and end February 12, 2015. During this 30-day period, SAAs for firms with more than one user must certify that users at their firm who require access to applications in FINRA’s Entitlement Program have the appropriate entitlement privileges to perform their job responsibilities.
 

Following are links to additional information regarding the FINRA Entitlement Program:

For questions, contact the Gateway Call Center:

  • Broker-dealer firms: (301) 869-6699
  • Investment adviser firms: (240) 386-4848