Registration

Any person associated with a member firm who is engaged in the securities business of the firm—including partners, officers, directors, branch managers, department supervisors, and salespersons—must register with FINRA.

 

Member Application Program (Firms)

How to Become a Member | Continuing Membership Applications 

 

Qualifications & Exams (Individuals) 

Registered Representatives Brochure | Qualifications & Exam Requirements  | Test Centers & Appointments

 

Central Registration Depository (CRD) 

Announcements | Web CRD/IARD E-Pay | Web EFT | Filing & Guidance | Fees & Accounting | Renewal Program | CRD Small Firm Resource | User Support | Publications | Directories 

 

Investment Adviser Registration Depository (IARD)