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Systems Status

Incident Free

All status information is reported on this page in Eastern Time (ET). To report a system outage or disruption, please write to FINRA's technical support team, or call (301) 590-6500.


Scheduled Maintenance

System: FINRA Gateway - Information Requests
Status: Service Disruptions May Occur
Maintenance Period: Thursday, December 1 from 10 p.m. to 1 a.m. (ET)
Description: nformation Requests will not be available Thursday, December 1st from 10:00 pm to 1:00 am (ET) due to scheduled maintenance activities. Users are advised to refrain from using Information Requests under Requests & Filings during the maintenance window.


Scheduled Maintenance

System: CE Platform for Regulatory Element & Practical Element CE
Status: Service Disruptions May Occur
Maintenance Period: Saturday, December 3 from 8 a.m. to 2 p.m. (ET)
Description: FINRA’s CE platform may experience service disruptions while routine maintenance is performed Saturday, December 3 from 8 a.m. to 2 p.m. CE participants who experience issues during this time are advised to please wait an hour before trying to access the system again.  


Scheduled Maintenance

System: Test Enrollment Services System (TESS)
Status: Service Disruptions May Occur
Maintenance Period: Saturday, December 3 from 8 a.m. to 2 p.m. (ET)
Description: FINRA’s Test Enrollment Services System (TESS) may experience service disruptions while routine maintenance is performed Saturday, December 3 from 8 a.m. to 2 p.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.


Scheduled Maintenance

System: Vouchers​​​​​​​
Status: Service Disruptions May Occur​​​​​​​
Maintenance Period: Saturday, December 3 from 8 a.m. to 2 p.m.​​​​​​​ (ET)
Description: FINRA’s Voucher system may experience service disruptions while routine maintenance is performed Saturday, December 3 from 8 a.m. to 2 p.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.  


Scheduled Maintenance

System: SIE Enrollment Link in CRD​​​​​​​
Status: Service Disruptions May Occur​​​​​​​
Maintenance Period: Saturday, December 3 from 8 a.m. to 2 p.m. (ET)
Description: FINRA’s SIE Enrollment system may experience service disruptions while routine maintenance is performed Saturday, December 3 from 8 a.m. to 2 p.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.  


Scheduled Maintenance

System: NASAA Portal​​​​​​​
Status: Service Disruptions May Occur​​​​​​​
Maintenance Period: Saturday, December 3 from 8 a.m. to 2 p.m. (ET)
Description: FINRA’s NASAA Portal may experience service disruptions while routine maintenance is performed Saturday, December 3 from 8 a.m. to 2 p.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.  


Scheduled Maintenance

System: CRCP
Status: Service Disruptions May Occur
Maintenance Period: Saturday, December 3 from 8 a.m. to 2 p.m. (ET)
Description: FINRA’s CRCP system may experience service disruptions while routine maintenance is performed Saturday, December 3 from 8 a.m. to 2 p.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.