Systems Status
Incident Free
All status information is reported on this page in Eastern Time (ET). To report a system outage or disruption, please email or call the FINRA Support Center at (301) 590-6500.
Account Management
Status: Service Disruptions May Occur
Maintenance Period: Saturday, August 1, 2026, from 6:00 p.m. to 8:00 p.m.
Description: FINRA’s Account Management platform may experience service disruptions while routine maintenance is performed Saturday, August 1st from 6:00 p.m. to 8:00 p.m. Users who experience issues with new account registrations, account profile changes, entitlement updates, and password resets during this time are advised to please wait half an hour before trying to access the system again.
DECAF Platform (Data Collection & Filing)
Status: Service Disruptions Will Occur
Maintenance Period: Saturday, August 1, 2026, from 6:00 p.m. to 9:00 p.m.
Description: FINRA's DECAF platform will be unavailable while routine maintenance is performed. During this time, file submissions and filing retrievals will be unavailable. The following forms will be unavailable for submission via FINRA Gateway:
- U4, U5, U6, Rule 2080 Waiver (Individual Registration)
- BR (Firm Registration)
- ADV-NR (Investment Adviser)
- PF (Private Fund)
- CRS
- Regulatory Tips & Investor Complaints
- Withdrawal, Regulatory Notifications
- CAM / CAM-ADR
- NMA / CMA (MAP Workspace)
- Risk Monitoring Questionnaires
- AREF (CARS)
- Capital Formation Filings (Public Shelf/Non-Shelf)