Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

Systems Status

Incident Free

All status information is reported on this page in Eastern Time (ET). To report a system outage or disruption, please write to FINRA's technical support team, or call (301) 590-6500.

 


Scheduled Maintenance

System: CE Platform for Regulatory Element CE
Status:  Service Disruptions May Occur
Maintenance Period: Wednesday, Dec. 1, 9 p.m. – midnight
Description: FINRA’s CE platform may experience service disruptions while routine maintenance is performed Wednesday, Dec. 1 from 9 p.m. to midnight. CE participants who experience issues during this time are advised to please wait an hour before trying to access the system again.

System: Test Enrollment Services System (TESS)
Status:  Service Disruptions May Occur
Maintenance Period: Wednesday, Dec. 1, 9 p.m. – midnight
Description: FINRA’s Test Enrollment Services System (TESS) may experience service disruptions while routine maintenance is performed Wednesday, Dec. 1 from 9 p.m. to midnight. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

System: Vouchers
Status:  Service Disruptions May Occur
Maintenance Period: Wednesday, Dec. 1, 9 p.m. – midnight
Description: FINRA’s Voucher system may experience service disruptions while routine maintenance is performed Wednesday, Dec. 1 from 9 p.m. to midnight. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

System: SIE Enrollment Link in CRD
Status:  Service Disruptions May Occur
Maintenance Period: Wednesday, Dec. 1, 9 p.m. – midnight
Description: FINRA’s SIE Enrollment system may experience service disruptions while routine maintenance is performed Wednesday, Dec. 1 from 9 p.m. to midnight. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

System: NASAA Portal
Status:  Service Disruptions May Occur
Maintenance Period: Wednesday, Dec. 1, 9 p.m. – midnight
Description: FINRA’s NASAA Portal may experience service disruptions while routine maintenance is performed Wednesday, Dec. 1 from 9 p.m. to midnight. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

System: CRCP
Status:  Service Disruptions May Occur
Maintenance Period: Wednesday, Dec. 1, 9 p.m. – midnight
Description: FINRA’s CRCP system may experience service disruptions while routine maintenance is performed Wednesday, Dec. 1 from 9 p.m. to midnight. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

System: CE Platform for Regulatory Element CE
Status: Scheduled Maintenance
Maintenance Period: Saturday, Dec. 4, 12-8 a.m. ET
Description: FINRA’s CE platform will not be available on Saturday, Dec. 4 from midnight to 8 a.m. Eastern Time (ET). During this period, the following users will be redirected to a SABA system outage page:

  • FinPro users with an open Regulatory Element CE window; and
  • self-enrolled CE participants, including MSRB and FSAWP-designated individuals.