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Systems Status

Gateway Request and Filings

Service Disruption

Status: In progress

First Reported: October 1, 2026

Last Update: October 2, 2026

Description: Partial Service Disruption – FINRA Gateway: Draft Deletion

Some firm users may experience issues when deleting draft filings in FINRA Gateway Requests & Filings. This is an intermittent issue. Our team is actively investigating. Impacted forms include U4, U5, BR, ADV-NR, and PF Sections 5 and 6.

If you experience this issue, please clear all cookies and cached data from your browser, and then go directly to FINRA Gateway Requests & Filings without first navigating to the FINRA Gateway home page. You should then be able to delete the draft.