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Systems Status

Incident Free

All status information is reported on this page in Eastern Time (ET). To report a system outage or disruption, please email or call the FINRA Support Center at (301) 590-6500.

FINRA Gateway


Status: Resolved

First Reported: February 29, 2024 - 5:00 a.m.

Last Update: February 29, 2024 - 6:51 p.m.

Description: Starting at 5am on February 29th, full U5 fillings were showing a failed status after submission. This issue was resolved at 6:45pm EST and no action is required from firms to re-submit the failed U5 fillings.

FINRA Gateway Reports

Scheduled Maintenance

Status: Unavailable.

Maintenance Period: March 2, 2024, 8:00 a.m. to March 3, 2024, 8:00 p.m.

Description: Due to scheduled maintenance, the following Annual CE Report Templates in the Reports section of the FINRA Gateway will be unavailable in between 8:00 AM Saturday, March 2, 2024 and 8:00 PM Sunday, March 3, 2024.

  • Annual Reg Element - CE 2-Year Termed
  • Annual Reg Element - CE Currently Required
  • Annual Reg Element - Currently CE Inactive
  • Annual Reg Element - Individuals CE Course Statuses