For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Status: Under investigation
First Reported: September 29, 2026 - 8:30 a.m.
Last Update: September 29, 2026 - 4 p.m.
Description: Some firm users may experience issues when creating new individuals to register with a firm in the FINRA Gateway. This is an intermittent issue under investigation.