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We are proud to support the work done by @BranchBrookPark during our annual Volunteer Service Period. Thank you for having us! https://t.co/IKgAAdVx4Y
— FINRA (@FINRA) October 15, 2021
Join the @FINRAFoundation, our Office of the Chief Economist, and @NORCNews on Oct. 22 for a discussion with researchers, industry reps, and regulators to explore original research and the current body of policy governing #DEI in the capital markets. ▶️ https://t.co/99dIcc8xjW pic.twitter.com/Rn7ipzvV0e
— FINRA (@FINRA) October 15, 2021
For #BreastCancerAwarenessMonth, our Women's Network and African American Network ERGs held a panel to learn about cancer prevention and control in communities of color and underserved populations, the importance of legislative funding and support for cancer research, and more. pic.twitter.com/SsaSVescwS
— FINRA (@FINRA) October 15, 2021
We have adopted new rules to address firms with a significant history of misconduct. The new rules and rule amendments become effective on January 1, 2022.
— FINRA (@FINRA) October 14, 2021
Learn more: https://t.co/vIRyoX6Tge pic.twitter.com/rLgrxIRcy3
Congratulations to Team "Trust but Verify" for winning @FINRA_Tech's #Createathon: #PoweredbyPeople! Kudos to all the participants for bringing their best creativity and energy—the spirit of the annual innovation lives on during the challenges posed in a fully virtual workforce. pic.twitter.com/QaAyALNfQt
— FINRA (@FINRA) October 14, 2021
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FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets.
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
- every investor receives the basic protections they deserve;
- anyone who sells a securities product has been tested, qualified and licensed;
- every securities product advertisement used is truthful, and not misleading;
- any securities product sold to an investor is suitable for that investor's needs; and
- investors receive complete disclosure about the investment product before purchase.
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