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Before investing with a professional, do your homework and look them up on #BrokerCheck. It's free and easy. 🔎 https://t.co/HhVmVoj3xd pic.twitter.com/AVWiOdHSDC
— FINRA (@FINRA) March 3, 2021
We asked our employees what they think about working at FINRA. Here's what Kara had to say. https://t.co/aVAUGBeNVZ pic.twitter.com/Ly31OrsY2C
— FINRA (@FINRA) March 3, 2021
#ICYMI: Check out the latest #FINRAUnscripted episode, where EVP & Head of @FINRA Enforcement Jessica Hopper walks us through the Enforcement process from referral to final outcome and details the many steps along the way.
— FINRA (@FINRA) March 3, 2021
Listen here 🎙️ https://t.co/F4PtYerPZh pic.twitter.com/uCb3GSmX8H
Our Board of Governors is currently convening virtually for their first meeting of 2021. Curious how our board works and who it's composed of? Learn more ▶️ https://t.co/1zHW4VWDiX pic.twitter.com/Ayk20xRDMz
— FINRA (@FINRA) March 3, 2021
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FINRA Resources
FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets.
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
- every investor receives the basic protections they deserve;
- anyone who sells a securities product has been tested, qualified and licensed;
- every securities product advertisement used is truthful, and not misleading;
- any securities product sold to an investor is suitable for that investor's needs; and
- investors receive complete disclosure about the investment product before purchase.
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