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This week, our FINRA #Pride Alliance and FINRA African American Network hosted a discussion featuring a video focused on the intersectionality of being black and gay in America. Over 100 participants then broke into smaller groups to further explore the #Intersectionality theme. pic.twitter.com/Pa6HOIklpP
— FINRA (@FINRA) June 16, 2021
In recognition of World Elder Abuse Awareness Day, @FINRA, @SEC_Investor_Ed & @NASAA posted a training for the securities industry that will help them protect senior investors and implement the Senior Safe Act and other related training requirements. https://t.co/Fvitd8KSqj pic.twitter.com/sSythEsE2W
— FINRA (@FINRA) June 15, 2021
The June Disciplinary Actions report is now available: https://t.co/r2Pqwk05Q4 pic.twitter.com/uJGj40NY1q
— FINRA (@FINRA) June 15, 2021
Check out the latest episode of #FINRAUnscripted, as we sit down with Marcia Asquith, EVP of Board & External Relations, and Jennifer Piorko Mitchell, VP of Corporate Governance, to explore how @FINRA has prioritized diversity in the boardroom. 🎧 https://t.co/jiG0sKqlwR pic.twitter.com/4mhNpugHma
— FINRA (@FINRA) June 15, 2021
#AlumniSpotlight 🌟 Want to know what your fellow @FINRA alums are up to?
— FINRA (@FINRA) June 14, 2021
Go to https://t.co/MAGhZ5IVbJ to see what Denise Fields, who worked as an Associate Director of Inclusion and Workforce Compliance, is doing now. pic.twitter.com/yJAw6CKoJq
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FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets.
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
- every investor receives the basic protections they deserve;
- anyone who sells a securities product has been tested, qualified and licensed;
- every securities product advertisement used is truthful, and not misleading;
- any securities product sold to an investor is suitable for that investor's needs; and
- investors receive complete disclosure about the investment product before purchase.
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