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FINRA on Twitter
We are requesting comment on potential enhancements to our short sale reporting program.
— FINRA (@FINRA) September 17, 2021
Learn more: https://t.co/EfO5KZsfLr pic.twitter.com/w88VCAtja8
Meet Jasmine 👋 She's a Mathematical Statistics major at @UVA and a part of the #FINRAFam. She shares advice to potential applicants considering an internship at FINRA.
— FINRA (@FINRA) September 17, 2021
Learn more about our Corporate Internship Program ▶️ https://t.co/AmM1GKdtsf pic.twitter.com/rTB1nyv20p
Our annual Diversity Leadership Summit returns Sept. 28-30! Join us for expert insights, courageous conversations, and on-demand access as we explore promoting diversity, equity and inclusion in the workplace.
— FINRA (@FINRA) September 16, 2021
Register ▶️ https://t.co/bRMVTN53mC
Agenda ▶️ https://t.co/JIpUcnO3GK pic.twitter.com/Cb6tmqPPlN
In light of the challenges posed by the #COVID19 pandemic, FINRA Rule 3110.17, which gives firms the option to satisfy their Rule 3110(c) obligations remotely, has been amended to include calendar year 2022 inspections obligations through June 30, 2022. ▶️ https://t.co/renSKfPnsu
— FINRA (@FINRA) September 16, 2021
Bari Havlik, EVP & Head of Member Supervision, plans to retire from FINRA later this year. Greg Ruppert, who currently serves as EVP & Head of our National Cause and Financial Crimes Detection Program, has been appointed her successor.
— FINRA (@FINRA) September 16, 2021
Learn more: https://t.co/VUZeG4bqTi pic.twitter.com/npkSB45Xrj
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FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets.
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
- every investor receives the basic protections they deserve;
- anyone who sells a securities product has been tested, qualified and licensed;
- every securities product advertisement used is truthful, and not misleading;
- any securities product sold to an investor is suitable for that investor's needs; and
- investors receive complete disclosure about the investment product before purchase.
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