Entitlement Program
The FINRA Entitlement Program provides a secure way for firms to access many of the web-based applications, materials and services they use with a single user ID and password.
FINRA's 2023 Entitlement User Account Certification Process
Entitlement Certification Period—Organizations With Certification Representatives (No SAA)
FINRA's 2023 Entitlement Certification period is scheduled for September 11 – November 13. During this period, a Certification Representative (CRep) for each organization must certify that all authorized users are only entitled to those privileges necessary to perform their job responsibilities on the FINRA Entitlement Platform.
To designate or replace your CRep, complete the FINRA Entitlement Program Certification Representative (CRep) Designation Form. The form must be signed and submitted by an Authorized Signatory.
Following are links to additional information regarding the FINRA Entitlement Program:
- Announcements
- Password Requirements
- Systems/Applications Information
- FINRA Entitlement Program Terms of Use (Updated April 2022) - View or print the terms and conditions which appear on the login page of a participating application.
Forms & Information
- SAA Entitlement – Access the New Organization SAA Form to designate an SAA for your new firm and review instructions for replacing/updating an SAA, as well as information pertaining to the annual FINRA Entitlement user accounts certification process.
- SAAs are responsible for creating and maintaining account administrator and user accounts for their firms. If you do not know who the SAA is at your firm, log in via the Firm Gateway, click on My Account and view information in the Organization Profiles section.
- FINRA Entitlement Program Certification Representative (CRep) Designation Form – Applies to organizations without an SAA
- Entitlement Information for FTP/IFT Users – Applies to File Transfer Applications
- Entitlement Information for Service Providers – Applies to File Transfer Applications
- Investment Adviser Entitlement Forms & Information – Applies to the Investment Adviser Registration Depository (IARD) System