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Entitlement Program

The FINRA Entitlement Program provides a secure way for firms to access many of the web-based applications, materials and services they use with a single user ID and password.

FINRA's 2023 Entitlement User Account Certification Process

Entitlement Certification Period—Organizations With Certification Representatives (No SAA)

FINRA's 2023 Entitlement Certification period is scheduled for September 11 – November 13. During this period, a Certification Representative (CRep) for each organization must certify that all authorized users are only entitled to those privileges necessary to perform their job responsibilities on the FINRA Entitlement Platform.

To designate or replace your CRep, complete the FINRA Entitlement Program Certification Representative (CRep) Designation Form. The form must be signed and submitted by an Authorized Signatory.


Following are links to additional information regarding the FINRA Entitlement Program:

Forms & Information

Entitlement Help & Training