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Entitlement Program

The FINRA Entitlement Program provides a secure way for firms to access many of FINRA’s web-based applications, materials and services with a single user ID and password.

Sharing of account credentials to access FINRA systems is strictly prohibited. An account must be used only by the person for whom it is created.

The Entitlement Program includes a Super Account Administrator (SAA) role that allows firms to create, modify and delete account administrator and user accounts for FINRA applications. Individuals at firms must contact their SAA for access to most FINRA systems. See Information Notice 3-24-10 for more details.

FINRA's 2020 Entitlement Certification Period
FINRA's 2020 Entitlement Certification period is April 20 – July 20, 2020. During this period, SAAs for firms with more than one user and/or administrator account must certify that individuals have the appropriate level of access to FINRA systems required to perform their job responsibilities or remove access if no longer required. This year, organizations with only an SAA account and no other users or administrators have the option to certify but are not required.

For detailed information, refer to the following pages:

Multi-Factor Authentication (MFA)
FINRA is implementing an additional layer of security for SAAs and AAs with a phased rollout of multi-factor authentication beginning this April through December 2020. Learn more. 

Following are links to additional information regarding the FINRA Entitlement Program:

For questions, contact the Gateway Call Center:

  • Broker-dealer firms: (301) 869-6699
  • Funding Portals: (301) 590-6500
  • Investment adviser firms: (240) 386-4848