FINRA webinars are free, online video programs delivered right to your desktop. Webinars include panel discussions with FINRA staff and/or industry experts, and feature online resource materials that participants can access from their own computers.
FINRA Gateway, Feature Highlight: Requests
(Part of the FINRA Gateway webinar series)
This webinar highlights the FINRA Gateway Requests feature. FINRA Requests has recently been updated to improve efficiency when responding to request items. The feature will eventually aggregate all digital FINRA information requests, tasks and filings from various FINRA systems into a single workspace. Join us to learn more about some of its recent enhancements, including simplified filtering, data layout improvements, optional filing creation and viewing historical requests.
Upcoming webinar dates are also included in the Compliance Calendar. Information and resources are available on the pages below.
- Move Over Firm Gateway; FINRA Gateway is Coming Soon
- Registration System Changes
FINRA's webinars are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the webinars does not constitute any FINRA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA rules, the rules of any other SRO, or securities laws. Use of this webinar does not create a safe harbor from regulatory responsibility. This webinar is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the webinars in any form, nor reference them in any publication, without the express written consent of FINRA.
Only FINRA's Annual Conference is open to the media. All other FINRA conferences, webinars, and other programs are closed to the media.