Webinars

FINRA webinars are free, online video programs delivered right to your desktop. Webinars include panel discussions with FINRA staff and/or industry experts and feature online resource materials that participants can access from their own computers.

Upcoming Webinars

Attend the Dec. 16 Enhanced BR Filing Process Webinar

FINRA is currently working to make an enhanced Form BR filing process available in FINRA Gateway in early 2022. We will host a webinar to preview the key features of this enhanced process. (This webinar will be held via Zoom, click here to test connectivity in advance.)

Previous Webinars

• Ask FINRA Advertising Regulation Senior Staff
• Move Over, Firm Gateway: What to Expect on August 21, 2021
• FINRA Gateway, Feature Highlights: FINRA Account Management System
• FINRA Gateway Reports: Enhancements and New Templates
• FINRA eFOCUS Redesign
• FINRA Gateway Reports: New Features and Templates
• FINRA Gateway, Feature Highlights
  • Dynamic Reporting 101
  • Requests
• Move Over Firm Gateway; FINRA Gateway is Coming Soon
• Registration System Changes
  • Disclosure Letters in FINRA Gateway
  • Enhanced U4 Filing Experience
  • Enhanced U5 Filing Process
  • Introduction to the Financial Industry Networking Directory (FIND) & Transitioning to FinPro
  • Leveraging FinPro for Streamlined Compliance
  • Moving From CRD to the New FINRA Gateway

FINRA's webinars are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the webinars does not constitute any FINRA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA rules, the rules of any other SRO, or securities laws. Use of this webinar does not create a safe harbor from regulatory responsibility. This webinar is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the webinars in any form, nor reference them in any publication, without the express written consent of FINRA.

Only FINRA's Annual Conference is open to the media. All other FINRA conferences, webinars, and other programs are closed to the media.