Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

Webinar Series: Registration System Changes

As FINRA's industry technology developments continue, the systems and work processes used by firms — and industry professionals — to manage registration-related information are also changing. Join us during this webinar series as we discuss topics related to the following areas:

Session-specific webinar details will be provided on the topic pages below as dates are announced. All webinars will include a demo of relevant system functionality and time for a Q&A. Please send questions before, during and after the webinar via email.

Is there a particular topic that you would like to hear about during a future webinar?
Let us know via email.

For email notifications about related events and updates, please sign up for the Registration and Licensing Information subscription list.


Previous Webinars


Enhanced U4 Online Filing Experience

New FINRA Gateway U4 Online Filing Experience Available October 31

Based on firm feedback and in our continued efforts to deliver the most positive user experience, we are adjusting the previously announced launch of the online filing experience for Form U4 from October 5 to October 31. We will also continue to support all online filing functionality in classic CRD during this time. For complete information, see the Registration Filing in FINRA Gateway page.

Enhanced U4 Webinar Presentation Slides - June 2020
 


Introduction to the Financial Industry Networking Directory (FIND) & Transitioning to FinPro

Introduction to FIND and Transitioning to FinPro Webinar Presentation Slides
 


Leveraging FinPro for Streamlined Compliance

Leveraging FinPro Webinar Presentation Slides
 


Moving From CRD to the New FINRA Gateway

Moving From CRD to FINRA Gateway Webinar Presentation Slides