Webinar Series: Registration System Changes
As FINRA's industry technology developments continue, the systems and work processes used by firms — and industry professionals — to manage registration-related information are also changing. Join us during this webinar series as we discuss topics related to the following areas:
- transitioning registration compliance workflows to FINRA Gateway,
- continuing education platform changes,
- collaborating with associated individuals via FinPro, and
- enhancing firm recruiting with FIND.
Session-specific webinar details will be provided on the topic pages below as dates are announced. All webinars will include a demo of relevant system functionality and time for a Q&A. Please send questions before, during and after the webinar via email.
Let us know via email.
For email notifications about related events and updates, please sign up for the Registration and Licensing Information subscription list.
New FINRA Gateway U4 Online Filing Experience Available October 31
Based on firm feedback and in our continued efforts to deliver the most positive user experience, we are adjusting the previously announced launch of the online filing experience for Form U4 from October 5 to October 31. We will also continue to support all online filing functionality in classic CRD during this time. For complete information, see the Registration Filing in FINRA Gateway page.
Enhanced U4 Webinar Presentation Slides - June 2020