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Webinar Series: Registration System Changes

As FINRA's industry technology developments continue, the systems and work processes used by firms — and industry professionals — to manage registration-related information are also changing. Join us during this webinar series as we discuss topics related to the following areas:

  • transitioning registration compliance workflows to FINRA Gateway,
  • collaborating with associated individuals via FinPro, and
  • enhancing firm recruiting with FIND.

Session-specific webinar details will be provided on the topic pages below as dates are announced. All webinars will include a demo of relevant system functionality and time for a Q&A. Please send questions before, during and after the webinar via email.

For email notifications about related events and updates, please sign up for the Registration and Licensing Information subscription list.

Topics in This Series

Enhanced U4 Online Filing Experience

Leveraging FinPro for Streamlined Compliance

Moving From CRD to the New FINRA Gateway

Is there a particular topic that you would like to hear about during a future webinar? Let us know via email.