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Events and Training
Events & Training

In a dynamic market, financial regulations change frequently because new technologies and opportunities for investors emerge.

As the first line of oversight for the brokerage industry, FINRA is your best resource for information. We serve as a clearinghouse for all the latest compliance news, rules and regulations. Join us at our conferences, educational events and webinars to talk about what the newest developments mean for you.

And explore our online learning options to keep yourself up to date. If you’re inspired, consider applying to the FINRA Institute at Georgetown Certified Regulatory and Compliance Professional (CRCP)® program to dive deeper into the foundation, theory and practical application of securities laws and regulation.

Come learn with us!
 

Conferences and Events

FINRA Conferences and educational events provide a unique opportunity to hear the most up-to-date compliance information directly from industry and regulatory experts.

Upcoming Events
October 15, 2024 - October 15, 2024
October 16, 2024 - October 17, 2024
October 30, 2024 - October 31, 2024
November 20, 2024 - November 21, 2024