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For updates and guidance related to COVID-19 / Coronavirus, click here.

Events and Training
FINRA believes in collaboration. We share what we learn about the evolving market to help streamline compliance efforts.

COVID-19: A Message from FINRA

In a dynamic market, financial regulations change frequently because new technologies and opportunities for investors emerge.

As the first line of oversight for the brokerage industry, FINRA is your best resource for information. We serve as a clearinghouse for all the latest compliance news, rules and regulations. Join us at our conferences, educational events and webinars to talk about what the newest developments mean for you.

And explore our online learning options to keep yourself up to date. If you’re inspired, consider applying to the FINRA Institute at Georgetown Certified Regulatory and Compliance Professional (CRCP)® program to dive deeper into the foundation, theory and practical application of securities laws and regulation.

Come learn with us!

Virtual Conference Panels
Virtual conference panels provide a unique opportunity to hear the most up-to-date compliance information directly from industry and regulatory experts.
Upcoming Events
October 20, 2020 - October 20, 2020
October 21, 2020 - October 21, 2020
October 22, 2020 - October 22, 2020
October 27, 2020 - October 27, 2020
October 28, 2020 - October 28, 2020