The Small Firm Conference focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.
Agenda
View the agenda from the 2025 Small Firm Conference.
Exhibitor Opportunities
FINRA has a limited number of exhibitor opportunities available for this conference. To secure your participation, contact Jeffrey Arcuri via email to request a conference exhibitor package.
Additional Information
Please direct questions about registration to (800) 321-6273 or via email.
Press
This event is closed to the media.