Member Firm Hub
Latest Notices, Guidance and Alerts
Election Notice
FINRA Board of Governors Upcoming Election: Nominee Announcement and Petition Period Start Date
Information Notice
New Rate for Fees Paid Under Section 31 of the Exchange Act
Subscribe for the Latest Information
Weekly digest of recent rule proposals, Notices, guidance and more.
Discussions with FINRA leaders on existing and emerging regulatory topics impacting the broker-dealer industry.
Notices, rule filings and other updates delivered to your RSS reader.
2026 FINRA Annual Regulatory Oversight Report
Insight into findings from FINRA’s regulatory operations programs.
The National Financial Capability Study Investor Survey
The latest NFCS Investor Survey explores U.S. investors’ behaviors, attitudes, knowledge and experiences. Key findings include fewer Americans becoming new investors compared to the pandemic era, as well as insights on finfluencer use, changes in risk tolerance and gaps in investor knowledge.
