FINRA Forward
FINRA Forward represents our commitment to evolving with the rapidly changing securities industry. As markets transform, we're adapting our approach to pursuing our mission of protecting investors and safeguarding market integrity.
Engagement Drives Us
As a self-regulatory organization, we believe that effective and efficient oversight requires deep engagement with interested parties. We actively seek input from member firms, the investing public and others to help inform our approach to our mission.
Focus Areas
Learn how FINRA Forward carries our commitment to continuous improvement into the future.
We are reviewing, updating and enhancing FINRA rules, guidance and processes to modernize requirements, facilitate innovation and eliminate unnecessary burdens.
We are enhancing how we support member firm compliance to better protect investors and safeguard market integrity.
We are expanding our cybersecurity and fraud prevention activities that support member firms to help them better protect themselves and investors from harm.
From Insight to Action
We are taking action, informed by engagement with interested parties. Here are highlights of initiatives that collectively move FINRA forward.
More on FINRA Forward
Feedback Moves Us Forward
We invite public comment – our Regulatory Notices are posted online for public comment on proposed rules.
Engagement with the industry, investors and others is central to our model and mission.