Supporting Resilience
We are expanding our cybersecurity and fraud prevention activities to support member firms and help them better protect themselves and investors from harm.
How AI Is Supercharging Investment Fraud (And What You Can Do About It)
Christine Kieffer, Senior Vice President of Investor Education and President of the FINRA Investor Education Foundation, and Mayur Patel, Director, Financial Crimes Intelligence, Strategic Intelligence, FINRA
Artificial intelligence is giving fraudsters powerful new tools, like deepfakes, voice cloning, and synthetic identities that are harder than ever to detect. The technology is moving fast, but the underlying playbook hasn't changed: urgency, emotional manipulation, and pressure to act before you think.
Feedback Drives Us Forward
We took the feedback we heard from member firms and have built new processes, programs and tools to help solve core problems.
Building Collaborative Intelligence Networks
Exchanging real-time threat intelligence through collaborative platforms to defend against emerging cyber threats.
Proactive Risk Management and Assessment
Implementing tools and frameworks that identify and address security vulnerabilities before they can be exploited.
Interactive Education and Capability Building
Enhancing security capabilities through interactive learning to stay ahead of evolving financial fraud tactics.
FINRA Forward in Action
Cybersecurity Tools and Resources
Industry Risks and Threats
We provide key resources to help member firms manage risks to their business, compliance programs and investors, including highlights of recently observed risks and observations from targeted examinations on emerging industry issues. These resources also address significant ongoing threats such as cybersecurity, fraud, anti-money laundering and sanctions to better protect firms and their investors from evolving challenges. Learn more.