FINRA Manual Updates

Recently updated entries of the FINRA Manual

  • 6730. Transaction Reporting ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6700. TRADE REPORTING AND COMPLIANCE ENGINE (TRACE)
  • 6710. Definitions ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6700. TRADE REPORTING AND COMPLIANCE ENGINE (TRACE)
  • 4210. Margin Requirements ( )
    FINRA Rules >> 4000. FINANCIAL AND OPERATIONAL RULES >> 4200. MARGIN
  • 6279. Alternative Trading Systems ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6200. ALTERNATIVE DISPLAY FACILITY >> 6270. Quoting and Trading in ADF-Eligible Securities
  • 4590. Synchronization of Member Business Clocks ( )
    FINRA Rules >> 4000. FINANCIAL AND OPERATIONAL RULES >> 4500. BOOKS, RECORDS AND REPORTS
  • 6275. Withdrawal of Quotations ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6200. ALTERNATIVE DISPLAY FACILITY >> 6270. Quoting and Trading in ADF-Eligible Securities
  • 6250. Quote and Order Access Requirements ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6200. ALTERNATIVE DISPLAY FACILITY
  • 6220. Definitions ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6200. ALTERNATIVE DISPLAY FACILITY
  • 6431. Reserved. ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6400. QUOTING AND TRADING IN OTC EQUITY SECURITIES >> 6430. OTC Equity Quotation Requirements