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FINRA Manual Updates
Recently updated entries of the FINRA Manual
- Section 4 — Fees ( )Corporate Organization >> By-Laws of the Corporation >> Schedule A to the By-Laws of the Corporation
- Corporate Organization >> By-Laws of the Corporation >> Schedule A to the By-Laws of the Corporation
- FINRA Rules >> 7000. CLEARING, TRANSACTION AND ORDER DATA REQUIREMENTS, AND FACILITY CHARGES >> 7300. OTC REPORTING FACILITY
- FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6600. OTC REPORTING FACILITY >> 6620. Reporting Transactions in OTC Equity Securities and Restricted Equity Securities
- FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6300. TRADE REPORTING FACILITIES >> 6300B. FINRA/NYSE TRADE REPORTING FACILITY
- FINRA Rules >> 7000. CLEARING, TRANSACTION AND ORDER DATA REQUIREMENTS, AND FACILITY CHARGES >> 7200. TRADE REPORTING FACILITIES >> 7200B. FINRA/NYSE TRADE REPORTING FACILITY
- FINRA Rules >> 7000. CLEARING, TRANSACTION AND ORDER DATA REQUIREMENTS, AND FACILITY CHARGES >> 7100. ALTERNATIVE DISPLAY FACILITY
- FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6300. TRADE REPORTING FACILITIES
- FINRA Rules >> 7000. CLEARING, TRANSACTION AND ORDER DATA REQUIREMENTS, AND FACILITY CHARGES >> 7200. TRADE REPORTING FACILITIES
- FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6200. ALTERNATIVE DISPLAY FACILITY >> 6280. Transaction Reporting
- FINRA Rules >> 1000. MEMBER APPLICATION AND ASSOCIATED PERSON REGISTRATION
- FINRA Rules >> 1000. MEMBER APPLICATION AND ASSOCIATED PERSON REGISTRATION >> 1011. Definitions
- Capital Acquisition Broker Rules >> 100. MEMBER APPLICATION AND ASSOCIATED PERSON REGISTRATION
- FINRA Rules >> 1000. MEMBER APPLICATION AND ASSOCIATED PERSON REGISTRATION
- Funding Portal Rules
- FINRA Rules >> 8000. INVESTIGATIONS AND SANCTIONS >> 8300. SANCTIONS
- FINRA Rules >> 12000. CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES >> PART II GENERAL ARBITRATION RULES
- FINRA Rules >> 13000. CODE OF ARBITRATION PROCEDURE FOR INDUSTRY DISPUTES >> PART II GENERAL ARBITRATION RULES
- FINRA Rules >> 13000. CODE OF ARBITRATION PROCEDURE FOR INDUSTRY DISPUTES >> PART IX FEES AND AWARDS
- FINRA Rules >> 12000. CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES >> PART IX FEES AND AWARDS
- FINRA Rules >> 13000. CODE OF ARBITRATION PROCEDURE FOR INDUSTRY DISPUTES >> PART IX FEES AND AWARDS
- FINRA Rules >> 12000. CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES >> PART IX FEES AND AWARDS
- FINRA Rules >> 13000. CODE OF ARBITRATION PROCEDURE FOR INDUSTRY DISPUTES >> PART IX FEES AND AWARDS
- FINRA Rules >> 12000. CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES >> PART IX FEES AND AWARDS
- FINRA Rules >> 13000. CODE OF ARBITRATION PROCEDURE FOR INDUSTRY DISPUTES >> PART IX FEES AND AWARDS