Recent Updates | FINRA.org

FINRA Manual Updates

Recently updated entries of the FINRA Manual

  • 6540. Dissemination of Loan Information ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6500. SECURITIES LENDING AND TRANSPARENCY ENGINE (SLATE)
  • 6550. Emergency Authority ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6500. SECURITIES LENDING AND TRANSPARENCY ENGINE (SLATE)
  • 6530. Reporting Securities Loan Information ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6500. SECURITIES LENDING AND TRANSPARENCY ENGINE (SLATE)
  • 6520. Participation in SLATE ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6500. SECURITIES LENDING AND TRANSPARENCY ENGINE (SLATE)
  • 6510. Definitions ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6500. SECURITIES LENDING AND TRANSPARENCY ENGINE (SLATE)
  • 3210. Accounts At Other Broker-Dealers and Financial Institutions ( )
    FINRA Rules >> 3000. SUPERVISION AND RESPONSIBILITIES RELATING TO ASSOCIATED PERSONS >> 3200. RESPONSIBILITIES RELATING TO ASSOCIATED PERSONS
  • 4210. Margin Requirements ( )
    FINRA Rules >> 4000. FINANCIAL AND OPERATIONAL RULES >> 4200. MARGIN