FINRA Manual Updates

Recently updated entries of the FINRA Manual

  • 6730. Transaction Reporting ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6700. TRADE REPORTING AND COMPLIANCE ENGINE (TRACE)
  • 11880. Settlement of Syndicate Accounts ( )
    FINRA Rules >> 11000. UNIFORM PRACTICE CODE >> 11800. CLOSE-OUT PROCEDURES
  • 6622. Transaction Reporting ( )
    FINRA Rules >> 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES >> 6600. OTC REPORTING FACILITY >> 6620. Reporting Transactions in OTC Equity Securities and Restricted Equity Securities