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Indication of Interest in FINRA Service and Speaking Engagement Form

Firm Size
Individual Background
Areas of Expertise
Committee Interest
Advisory Committees (Select up to 3)
Ad Hoc Committees (Select up to 3)
Indicate interest in serving on any of the following: (Select all that apply)
Speaking Engagement
Do you have interest in speaking at a FINRA conference event?
Have you spoken at a FINRA conference event before?
Personal Statement

Provide a brief biography or summary of your qualifications to serve on the committees for which you have indicated interest in serving on a FINRA advisory committee, the NAC or the Board of Governors and how you hope to contribute.

  • Employment experience, areas of expertise, service on other industry-related boards and committees, etc.
  • Identify any FINRA committees (including any committees not listed above) on which you are currently serving.
  • Indicate whether you are a current or former member of FINRA's Board of Governors.

Submitting this form does not guarantee a FINRA committee, Board, Foundation Board, or NAC seat appointment or outreach by FINRA staff.
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