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FINRA Gateway Webinars

Register to attend upcoming webinars which will introduce features of FINRA Gateway, the new FINRA reporting and compliance user experience—designed to streamline compliance functions to help you do your job more efficiently. The new system, powered by FINRA's Digital Experience Transformation (DXT) initiative will roll out over the coming months. Each webinar will cover a wide variety of topics and include a demonstration.
 

Upcoming Webinars


Check back here for future webinars and dates.


Previous Webinars



FINRA Gateway, Feature Highlights:

Dynamic Reporting 101

This webinar highlights FINRA Gateway’s Dynamic Reporting. Dynamic Reporting gives you direct access to your organization's data so you can get immediate answers to common questions. Dynamic Reporting was developed in direct response to customer requests for a more flexible reporting tool. This webinar will provide a walk-through of Dynamic Reporting features and helpful resources to reference when using Dynamic Reporting on your own.

View the recording and the presentation slides from the September 2020 session. 

Dynamic Reporting Use Case Exploration

This webinar highlights FINRA Gateway’s Dynamic Reporting. Dynamic Reporting gives you direct access to your organization's data so you can get immediate answers to common questions. This webinar will provide a walkthrough of Dynamic Reporting use cases such as: tracking FinPro attestations, individuals’ upcoming CE windows, and exam test locations.

A recording of this session will be made available soon.

Requests

This webinar highlights the FINRA Gateway Requests feature. FINRA Requests has recently been updated to improve efficiency when responding to request items. The feature will eventually aggregate all digital FINRA information requests, tasks and filings from various FINRA systems into a single workspace. Learn more about some of its recent enhancements, including simplified filtering, data layout improvements, optional filing creation and viewing historical requests.

A recording of this session will be made available soon.

 


Move Over, Firm Gateway – Introduction to FINRA Gateway

Learn more about the new features and join us for an introduction to FINRA Gateway, the new FINRA reporting and compliance user experience. Each webinar includes a demonstration of the new platform, a discussion of the rollout plan for users, and time for Q&A. Learn more on the FINRA Gateway page. 

View the recording and the presentation slides from the September 2020 session


Registration System Changes

As FINRA's industry technology developments continue, the systems and work processes used by firms—and industry professionals—to manage registration-related information are also changing. Join us to learn more about transitioning registration compliance workflows to FINRA GatewayFinPro and enhancing firm recruiting with FIND.

See the Registration System Changes Webinar Series page for webinar recordings and upcoming dates.