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FINRA Gateway Webinars

Register to attend an upcoming webinar which will introduce FINRA Gateway, the new FINRA reporting and compliance user experience—designed to streamline compliance functions to help you do your job more efficiently. The new system, powered by FINRA's Digital Experience Transformation (DXT) initiative will roll out over the coming months. Each webinar covers a wide variety of topics, including a demonstration of the new platform.

Move Over, Firm Gateway – Introduction to FINRA Gateway

Learn more about the new features and join us for an introduction to FINRA Gateway, the new FINRA reporting and compliance user experience. Each webinar includes a demonstration of the new platform, a discussion of the rollout plan for users, and time for Q&A.

Learn more on the FINRA Gateway page. Please send an email with your questions before or during the webinar.

Check back for more dates. A recording from a previous session is available below.

FINRA Gateway, Feature Highlight: Dynamic Reporting 101

This webinar highlights FINRA Gateway’s Dynamic Reporting. Dynamic Reporting gives you direct access to your organization's data so you can get immediate answers to common questions. Dynamic Reporting was developed in direct response to customer requests for a more flexible reporting tool. This webinar will provide a walk-through of Dynamic Reporting features and helpful resources to reference when using Dynamic Reporting on your own. 

September 10, 2—3 P.M. Eastern Time


Registration System Changes

As FINRA's industry technology developments continue, the systems and work processes used by firms—and industry professionals—to manage registration-related information are also changing. Join us to learn more about transitioning registration compliance workflows to FINRA Gateway, FinPro and enhancing firm recruiting with FIND.

More webinars will be added for September 2020. Check this website frequently. Learn more on the Registration System Changes Webinar Series page. Please send questions before, during and after the webinar via email.


Webinar Resources

Enhanced Form U4 Filing

 

Webinar Presentation Slides - June 2020

Additional resources on this topic are available on the Enhanced Form U4 Filing Online Experience Webinar page.


Leveraging FinPro for Streamlined Compliance (General Overview)

Webinar Presentation Slides


Leveraging FinPro and FIND

Webinar Presentation Slides


Leveraging FinPro (U4)

Webinar Presentation Slides

Additional information is available on the Financial Professional Gateway (FinPro) page.


Move Over, Firm Gateway – Introduction to FINRA Gateway

Webinar Presentation Slides - July 2020


Moving From CRD to the New FINRA Gateway

Webinar Presentation Slides - June 2020