Register to attend upcoming webinars which will introduce features of FINRA Gateway, the new FINRA reporting and compliance user experience—designed to streamline compliance functions to help you do your job more efficiently. The new system, powered by FINRA's Digital Experience Transformation (DXT) initiative will roll out over the coming months. Each webinar will cover a wide variety of topics and include a demonstration.
Account Management: Annual Super Account Administrator (SAA) Certification
This webinar provided an overview of FINRA's User Accounts Certification Process for Super Account Administrators (SAAs). During this process period, SAAs for organizations must certify that authorized users are only entitled to those privileges/roles necessary to perform their job responsibilities using FINRA systems. If an individual no longer requires access, remove the appropriate entitlement(s) or delete their account.
View the recording and the presentation slides from the June 2022 session:
Account Management: Fast Account Switching
This webinar demonstrated Fast Account Switching, a new single-login capability that allows users of FINRA systems with multiple firm accounts to quickly switch between them without re-entering a password.
View the recording from the August 2023 session:
Account Management: Roles
After months of research and development, the Role feature has been made available to users. This new feature will allow you to group entitlements into a role and better manage your users and their entitlements. This webinar demos the new functionality and provides a Q&A. This webinar focuses on the Firm user experience.
View the recording and the presentation slides from the May 2022 session:
Account Management: Update/Replace Super Account Administrator (SAA)
This webinar provided an overview of two new self-serve features. The first feature allows firms to replace their current SAA and grant SAA privileges to a new user, and the second enables the current SAA to update their name and/or email address.
View the recording and the presentation slides from the August 2022 session:
FINRA Account Details Report for Administrators Webinar
This webinar provided an overview of the new Account Details report that was made available in FINRA Gateway for Super Account Administrators and Account Administrators beginning Feb. 28, 2022. The Account Details report includes information about an organization’s system accounts, including their entitlements, last login date and other relevant details.
View the recording and the presentation slides from the February 2022 session:
FINRA Gateway, Feature Highlights: FINRA Account Management System
This webinar highlighted the new FINRA Account Management System which was rolled out at the end of July. There is a walkthrough highlighting the enhancements such as: a facetted search experience, quick actions, improved entitlement navigation, along with helpful resources to use while learning the new system.
View the recording and the presentation slides from the July 2021 session:
FINRA Gateway Reports: Enhancements and New Templates
This webinar highlights updates to FINRA Gateway Reports. The demonstration will cover changes to the Advanced Export feature, Group feature, and Exam Templates. We will also discuss the transition plan for the CRD reports that will be retired in August.
View the recording from the June 2021 session:
Registration System Changes
As FINRA's industry technology developments continue, the systems and work processes used by firms—and industry professionals—to manage registration-related information are also changing. Join us to learn more about transitioning registration compliance workflows to FINRA Gateway, FinPro and enhancing firm recruiting with FIND.
See the Registration System Changes Webinar Series page for webinar recordings and upcoming dates.