eFOCUS - Financial and Operational Combined Uniform Single Reports
The eFOCUS system provides firms with the capability to electronically submit their Financial and Operational Combined Uniform Single (FOCUS) Reports to FINRA. FINRA member firms are required to compose and submit FOCUS reports to FINRA pursuant to SEC Rule 17a-5.
FINRA to Launch Redesigned eFOCUS System in June
Beginning June 24, 2021, quarterly filers will access the updated filing experience via FINRA Gateway, similar to how users do today, by clicking on the "Requests" icon on the left. The monthly filings can be accessed in FINRA Gateway via "Requests", and starting in July, these filings will also have an updated experience. FINRA will continue to support the legacy system until October 2021, which can be accessed through the FINRA Gateway via the Quick Link back to Firm Gateway. More information, including FINRA-hosted webinars, will be announced in the near future.
Login to eFOCUS
eFOCUS is available through the FINRA Gateway, which provides consolidated access to FINRA applications and timely information for your firm.
Go to https://gateway.finra.org/ and use your existing FINRA user ID and password to login. If you are not yet familiar with the Firm Gateway, a brief tutorial is available from the login screen.
Upon logging in, access your firm's FOCUS filing under the Requests option on the left navigation bar.
- eFOCUS Training User Guide
- eFOCUS Form Import Templates
- eFOCUS Filing Transmission
- Supplemental Statement of Income
- Form Custody
- Frequently Asked Questions
If you have additional questions about eFOCUS or your firm's filing, contact your Coordinator. For questions about the eFOCUS system, contact the Help Desk at (800) 321-6273.