Rule 6151 Submission Webinar and Training Videos

This page provides links to the FINRA Rule 6151 submission webinar and related deck as well as training videos for Adopt By Reference (“ABR”) and Bulk Download features. The training videos provide guidance on submitting ABR disclosures and using Bulk Download to access centralized Rule 606(a) reports.

Rule 6151 Report Submission Webinar:

This webinar highlights FINRA Rule 6151 and provides a demonstration of the Rule 606(a) report submission process, a discussion of the rollout plan and credentialing, and a Q&A segment. Please Note: The content has been updated to remove references to the CSV file submission process for Adopt by Reference (“ABR”) disclosures as this has been discontinued effective 12/12/2025. Review the video titled ‘ABR Submission Process Training’ or the FINRA Rule 6151 Filing Guide to learn more about the new improved form-based interface that is now available on FINRA gateway.

The PowerPoint deck to the webinar can be found here.

Adopt By Reference (“ABR”) Submission

This training video demonstrates the process for accessing, editing, and modifying existing Adopt By Reference (ABR) submissions, as well as creating new ABR submissions.

Bulk Download

This training video demonstrates how to download Rule 606 submission files in bulk for a specific quarter.