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Technical Notices

Title Date
FINRA TRAQS Multi-Factor Authentication (MFA) Production Access
TRF/ADF Specifications Update for Fractional Shares
Updated SLATE Participant Specifications
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Update - FINRA TRAQS Logout Changes
FINRA Updates the OTC Equities High Price Dissemination List
fileX Service Interruption in PROD
Upcoming Change to FINRA fileX SFTP SSH Ciphers and Algorithms
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA TRAQS Logout Changes
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Final Reminder - FINRA TRACE Securitized Products Replatform and Data Feed Protocol Changes
Final User Acceptance Test FINRA TRACE Securitized Products Re platform
FINRA/Nasdaq TRF Issue
Update - FINRA/Nasdaq TRF Issue
User Acceptance Test FINRA TRACE Securitized Products Replatform
FINRA Updates the OTC Equities High Price Dissemination List
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA TRACE Securitized Products Data Feeds Production Parallel and Nighty Data Replay
Update - Fractional Shares Reporting Effective Date Set for February 23, 2026 and UAT Schedule Beginning in November 2025
User Acceptance Test FINRA TRACE Securitized Products Replatform
Reminder – Testing FINRA TRACE Securitized Products Replatform and Data Feed Protocol Changes
Updated SLATE Participant Specifications
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
TDDS Issue
Testing FINRA TRACE Securitized Products Replatform and Data Feed Protocol Changes
FINRA NTF System Availability