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Technical Notices

Title Date
23x5 TRF/CAT Testing
Reminder for New NSCC Requirements for 24x5 Trading
Extended Hours TRF Test Facility Availability & Weekend UATs
FINRA Updates the OTC Equities High Price Dissemination List
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
New NSCC Requirements for 24x5 Trading
FINRA-Interactive Data Structured Products Aggregate Reports Now Available via FINRA API Platform
ACTION REQUIRED: TRACE Transition to Native FIX – Cutover December 11, 2026
ACTION REQUIRED: ORF Transition to Native FIX – Cutover December 11, 2026
Update - DTCC System Outage
FINRA Updates the OTC Equities High Price Dissemination List
Traqs is Unavailable
Update - Traqs is Unavailable
NTF Availability
TRF Technical Specification Updates for Extended Operating Hours
Reminder - ORF Transition to Native FIX
Reminder - TRACE Transition to Native FIX
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Final Reminder - TRACE Allocations
FINRA/Nasdaq TRF WorkX Issue
Extension of TRF Operating Hours
NTF Availability
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Final User Acceptance Test - TRACE Allocations
User Acceptance Test - TRACE Allocations
FINRA Updates the OTC Equities High Price Dissemination List
TRACE Allocations – Available in NTF and Prod Nightly Replay
Updated Native FIX TRACE FIX Specifications for Securitized Products
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems