Technical Notices

Title	Date
FINRA New Issue Form System Availability	September 22, 2020
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)	September 22, 2020
FINRA OTCE and OTC Transparency Data Websites Availability	September 11, 2020
FINRA to disable Transport Layer Security (TLS) version 1.0 and version 1.1	September 10, 2020
TLS Encryption Standards	September 08, 2020
OTC Transparency Data Publication Delay	September 08, 2020
FINRA New Issue Form Changes	September 08, 2020
FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement	September 04, 2020
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems	August 31, 2020
Additional Weekend Testing Opportunities – MEMX and MIAX – August 29, 2020	August 26, 2020
Additional Weekend Testing Opportunity – Long Term Stock Exchange – August 22, 2020	August 21, 2020
FINRA New Issue Submission Platform Training Videos	August 19, 2020
Weekend Testing Opportunity – Long Term Stock Exchange – August 15, 2020	August 14, 2020
Weekend Testing Opportunity – Members Exchange – August 15, 2020	August 11, 2020
FINRA publishes New OATS Reporting Technical Specifications – July 31, 2020	August 10, 2020
Error Handling	August 05, 2020
Update - FINRA TRAQS Errors	August 04, 2020
FINRA TRAQS Errors	August 03, 2020
Reminder - U.S. Treasury Securities Executed to Hedge a Primary Market Transaction	July 27, 2020
FINRA New Issue Submission Platform	July 22, 2020
FINRA OTCE and OTC Transparency Data Websites Availability	July 16, 2020
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)	July 15, 2020
Update - FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)	July 15, 2020
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test	July 15, 2020
FINRA Legacy File Transfer Service Decommission	July 01, 2020

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