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Technical Notices

Title Date
FINRA System Status Page
fileX transition from Basic Auth to OAuth 2.0 Deadline Extension
Reminder: Participant Data Management (PDM) System
FINRA Updates the OTC Equities High Price Dissemination List
FINRA Statement Regarding Log4J Status
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA OTCE and OTC Transparency Data Websites Availability
Participant Data Management (PDM) System
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Reminder - Participant Data Management (PDM) System
FINRA/NYSE TRF Technical Issue
Jane Street ADF Participation Notice
FINRA OATS Retirement – Specification Changes
Participant Data Management (PDM) System
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Second Reminder: Upcoming Effective Date for Changes Relating to FINRA ADF and TRF Timestamp Granularity
Reminder: Upcoming Effective Date for Changes Relating to FINRA ADF and TRF Timestamp Granularity
FINRA OTCE and OTC Transparency Data Websites Availability
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA OATS Retirement
Web Application Firewall Information
Notice: NTF System Availability
REMINDER: Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Effective Monday, July 26, 2021
Notice: Enhancements to TRACE Volume Reports
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA OTCE and OTC Transparency Data Websites Availability
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test Files Available Now
OTC Transparency Data Publication Delay
ADF Timestamp Granularity Change for Trade Reporting
Update - TRAQS and API CA Daily List Issue