Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

Technical Notices

Title Date
Second Reminder: Upcoming Effective Date for Changes Relating to FINRA ADF and TRF Timestamp Granularity
Reminder: Upcoming Effective Date for Changes Relating to FINRA ADF and TRF Timestamp Granularity
Upcoming Retirement of the OTC Bulletin Board (OTCBB)
FINRA OTCE and OTC Transparency Data Websites Availability
fileX transition from Basic Auth to OAuth 2.0
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA OATS Retirement
Web Application Firewall Information
Notice: NTF System Availability
REMINDER: Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Effective Monday, July 26, 2021
Notice: Enhancements to TRACE Volume Reports
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test Files Available Now
FINRA OTCE and OTC Transparency Data Websites Availability
OTC Transparency Data Publication Delay
ADF Timestamp Granularity Change for Trade Reporting
Update - TRAQS and API CA Daily List Issue
Update - TRAQS System Issues
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Notification for TRACE MBS Securities
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Postponement
FINRA OTCE and OTC Transparency Data Websites Availability
Enhancements to Weekly Aggregated Reports and Statistics for U.S. Treasury Securities
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test File Available Now
TRAQS Access
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA FINAL Production Reminder
FINRA OTCE and OTC Transparency Data Websites Availability
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS)
FINRA Production Test