For updates and guidance related to COVID-19 / Coronavirus, click here.

Technical Notices

Title Date
Web Application Firewall Information
REMINDER: Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Effective Monday, July 26, 2021
Notice: Enhancements to TRACE Volume Reports
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA OTCE and OTC Transparency Data Websites Availability
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test Files Available Now
OTC Transparency Data Publication Delay
ADF Timestamp Granularity Change for Trade Reporting
Update - TRAQS and API CA Daily List Issue
Update - TRAQS System Issues
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Notification for TRACE MBS Securities
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Postponement
FINRA OTCE and OTC Transparency Data Websites Availability
Enhancements to Weekly Aggregated Reports and Statistics for U.S. Treasury Securities
TRAQS Access
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test File Available Now
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA FINAL Production Reminder
Maintenance Outage
FINRA OTCE and OTC Transparency Data Websites Availability
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS)
FINRA Production Test
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA New Issue Form Availability
2020 TRACE Fact Book available
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Reminder - TRAQS and Reference Data API Access
FINRA Production Test
OTC Transparency API Changes