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Technical Notices

Title Date
FINRA New Issue Form System Availability
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA to disable Transport Layer Security (TLS) version 1.0 and version 1.1
TLS Encryption Standards
OTC Transparency Data Publication Delay
FINRA New Issue Form Changes
FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Additional Weekend Testing Opportunities – MEMX and MIAX – August 29, 2020
Additional Weekend Testing Opportunity – Long Term Stock Exchange – August 22, 2020
FINRA New Issue Submission Platform Training Videos
Weekend Testing Opportunity – Long Term Stock Exchange – August 15, 2020
Weekend Testing Opportunity – Members Exchange – August 15, 2020
FINRA publishes New OATS Reporting Technical Specifications – July 31, 2020
Error Handling
Update - FINRA TRAQS Errors
FINRA TRAQS Errors
Reminder - U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
FINRA New Issue Submission Platform
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Update - FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
FINRA Legacy File Transfer Service Decommission