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Technical Notices

Title Date
Update - OTC Transparency Data Issue from August 1, 2022
OTC Transparency Data
TRACE Depository Institution Reporting User Acceptance Testing
Reminder - TRACE Depository Institution Reporting
Reminder - FINRA Data Feeds Protocol and Retransmission Changes
fileX SFTP Service Interruption in QAINT
Reminder - TLS Upgrade
FINRA Updates the OTC Equities High Price Dissemination List
TRACE Depository Institution Reporting User Acceptance Testing
TRACE Depository Institution Reporting Testing
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
TRACE Depository Institution Reporting Industry Call
Potential fileX Traffic Interruption
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA OTC Reporting Facility (ORF) Nanosecond Changes
TRACE Depository Institution Reporting Port Requests
TRACE Portfolio Trades
TLS Upgrade
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Data Feeds Protocol and Retransmission Changes
Reminder - TRACE Depository Institution Reporting
FINRA OTCE and OTC Transparency Data Websites Availability
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Statement Regarding Spring4Shell
FINRA TDDS 2.0 and ORF API Changes
FINRA Updates the OTC Equities High Price Dissemination List
TRACE Depository Institution Reporting
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA OTCE and OTC Transparency Data Websites Availability
NTF System Availability