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Technical Notices

Title Date
Jane Street ADF Participation Notice
FINRA OATS Retirement – Specification Changes
Participant Data Management (PDM) System
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Second Reminder: Upcoming Effective Date for Changes Relating to FINRA ADF and TRF Timestamp Granularity
Reminder: Upcoming Effective Date for Changes Relating to FINRA ADF and TRF Timestamp Granularity
FINRA OTCE and OTC Transparency Data Websites Availability
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA OATS Retirement
Web Application Firewall Information
Notice: NTF System Availability
REMINDER: Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Effective Monday, July 26, 2021
Notice: Enhancements to TRACE Volume Reports
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA OTCE and OTC Transparency Data Websites Availability
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test Files Available Now
OTC Transparency Data Publication Delay
ADF Timestamp Granularity Change for Trade Reporting
Update - TRAQS and API CA Daily List Issue
Update - TRAQS System Issues
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Notification for TRACE MBS Securities
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Postponement
FINRA OTCE and OTC Transparency Data Websites Availability
Enhancements to Weekly Aggregated Reports and Statistics for U.S. Treasury Securities
TRAQS Access
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test File Available Now
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA FINAL Production Reminder
FINRA OTCE and OTC Transparency Data Websites Availability