| 180-Day Extension for Transition Period for Adding “D” to OTC Equity Symbols Subject to Corporate Actions |
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| ATS MPID Requirement |
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| FINRA Updates the OTCBB/OTC Equities High Price Dissemination List |
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| 90-Day Transition Period for Adding "D" to OTC Equity Symbols Subject to Corporate Actions |
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| ORF Migration: Major Functional and Administrative Areas for the Migration |
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| OTC Securities Quote and Trade Halt |
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| OTC Quoting and Trading Resumes |
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| Reminder: OTC Trade Reporting Facility (ORF) Migration |
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| Quarterly ATS Data Reports |
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| Updated ATS User Guide Available |
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| New ATS Transparency Data Website |
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| New ATS Transparency Data Website User Guide Available |
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| ATS Data Website |
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| FINRA Alternative Trading System (ATS) Important Dates |
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| ATS Connectivity and Update to Fixed Income Files |
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| FINRA Alternative Trading System (ATS) MPID Requests |
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| Revised FIX and CTCI Specifications for Reporting OTC Equity Trades to New OTC Reporting Facility (ORF) Platform |
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| FINRA Plans to Disseminate Odd Lot Transactions |
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| FINRA Offers Two New Optional Fee-Based TRACE Data Delivery Services |
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| FINRA Will Begin Requiring Factor to Be Reported in Specific ABS Trade Reports |
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| TRACE MBS Specified Pool and SBA-Backed ABS Information |
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| FINRA Will Begin Disseminating MBS Specified Pool Transactions and SBA-Backed ABS July 22, 2013 |
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| FINRA Updates the TRACE New Issue Form Filing Cabinet |
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| Retirement of TRACE Reference Data Secure File Transfer Protocol (SFTP) Interface |
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| System Changes for Reporting TRACE Securitized Products Transactions |
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| System Changes for Reporting TRACE Securitized Products Transactions |
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| Changes to System for Reporting TRACE Securitized Products Transactions |
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| TRACE Reporting Requirements for Certain SBA Pool Transactions |
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| Notice to All TRF, ADF and Other NASD Facility Participants Regarding AGU and QSR Relationships |
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| Thanksgiving Holiday Reminder for Market Transparency Reporting Tools |
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