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Technical Notices

Title Date
FINRA Publishes Appendix C.II. Data; Delays Publishing Appendix B Data
Updated TRACE for Treasury Securities Specifications
TRAQS TRACE Reporting Enhancements
FINRA ATS Data Changes Effective Monday, October 3, 2016
OTCE Historical Data Download Files
Update: OTC Transparency Symbology
FINRA ATS Links to Product Pages
FINRA ATS Data Changes Effective Monday, April 25, 2016
ORF Step In/Step Out Trades
Updated – TRACE Reporting and Dissemination Changes Effective July 18 2016
FINRA to Introduce Submission of "Clearing-Only, Non-Regulatory Reports" to the OTC Equity Trade Reporting Facility (ORF)
FINRA publishes New OATS Reporting Technical Specifications
TRACE Reporting and Dissemination of No Remuneration Trades and ATS
OTCE Threshold Correction
Downloadable ATS Data Available at no Charge on FINRA.org July 13, 2015
OATS Guidance on the June 30, 2015 Leap Second
OATS Technical Specification Changes
TRACE Reporting and Dissemination of Non-member Affiliate Transactions
Validation of Time in Force Code and the Addition of the Trading Session Code
TRACE ABS and ABSX Reference Data Availability
180-Day Extension for Transition Period for Adding “D” to OTC Equity Symbols Subject to Corporate Actions
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
ATS MPID Requirement
90-Day Transition Period for Adding "D" to OTC Equity Symbols Subject to Corporate Actions
ORF Migration: Major Functional and Administrative Areas for the Migration
OTC Securities Quote and Trade Halt
OTC Quoting and Trading Resumes
Reminder: OTC Trade Reporting Facility (ORF) Migration
Quarterly ATS Data Reports
Updated ATS User Guide Available