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Technical Notice

FINRA Legacy File Transfer Service Decommission

July 01, 2020

FINRA’s legacy file transfer service ( will be shut down on 7/1/2020. By now, all FINRA applications file transfers that were using the legacy service should have migrated to fileX file transfer service. Details about fileX service and user guide can be found on

Please contact FINRA customer service at (800) 321-6273 if you have questions or need assistance to switch to fileX file transfer service.