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Technical Notice

Reminder - U.S. Treasury Securities Executed to Hedge a Primary Market Transaction

July 27, 2020

This is a reminder, that beginning Monday, August 3, 2020, as described in Regulatory Notice 19-30,  members are required to begin to report transactions in U.S. Treasury Securities executed to hedge a List or Fixed Offering Price Transaction or a Takedown Transaction (as defined in FINRA Rule 6710) with an appropriate identifier.  

Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice.