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Technical Notices

Title Date
OTC Transparency Data Issue
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA/Nasdaq TRF to Change Trade Modifier Logic for Non-Tape Reports
OTC Transparency Data Publication Delay
OTC Transparency Data Publication Delay
New OTC Equity Short Interest Data Download and API Guidelines (Effective January 14, 2019)
New OTC Threshold List Data Download and API Guidelines (Effective January 14, 2019)
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA/Nasdaq Trade Reporting Facility Retail Participants
TRACE for Securitized Products API Specification Update
FINRA System Closures for National Day of Mourning
New OTC Transparency Data Download and API Guidelines (Effective January 14, 2019)
OTC Transparency Data Download and API Guidelines, Due to go Live November 5 2018, has been Extended—A New Release Date will be Announced Soon
Reminder: FINRA-Bloomberg Indices to be Discontinued
FINRA-Bloomberg Indices to be Discontinued
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Update - TDDS 2.0 Bandwidth Modification
TRF Short Sale Files
New OTC Transparency Data Download and API Guidelines (Effective November 5, 2018)
Reminder - FINRA/Nasdaq TRF Chicago
Revised FINRA Transaction Fee Transfer Agreement
Reminder - FINRA Changes to FIX Trade Reporting Related to Processing of Execution Time
Reminder - Equity Short Sale Validations
FINRA Planned Termination of Support of CTCI Protocol for Reporting Trades to TRACE AND ORF
Participation in the New FINRA/Nasdaq Trade Reporting Facility
Final Production Test for ORF and ADF FIX Trade Reporting Tag Changes and Equity Short Sale Validations
Production Test for ORF and ADF FIX Trade Reporting Tag Changes and Equity Short Sale Validations
SEC Approves New FINRA/Nasdaq Trade Reporting Facility
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Holiday Reminder Regarding ADF Market Data