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Technical Notices

Title Date
FINRA New Issue Submission Platform Training Videos
Weekend Testing Opportunity – Long Term Stock Exchange – August 15, 2020
Weekend Testing Opportunity – Members Exchange – August 15, 2020
FINRA publishes New OATS Reporting Technical Specifications – July 31, 2020
Error Handling
Update - FINRA TRAQS Errors
FINRA TRAQS Errors
Reminder - U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
FINRA New Issue Submission Platform
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Update - FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
FINRA Legacy File Transfer Service Decommission
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
TRACE for Corporate and Agency API Specifications Update
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding TRACE Market Data
Holiday Reminder Regarding ORF Market Data
Holiday Reminder Regarding ADF Market Data
FINRA OTCE and OTC Transparency Data Websites Availability
Updates to ADF User Guide & Specifications
Update - FINRA Forms
FINRA Forms
Reminder – Testing U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
Holiday Reminder Regarding ADF Market Data
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding ORF Market Data
Introduction to Transparency Services Initiatives and Webpage
Updates to ADF User Guide & Specifications