Skip to main content

Technical Notices

Title Date
Revised TRACE for Treasuries User Guide
OTC Transparency Data Issue (Resolved)
Update - TRAQS Connections
TRAQS Connections
TRACE-MSRB Cusips
OTC Transparency Data Issue
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA/Nasdaq TRF to Change Trade Modifier Logic for Non-Tape Reports
OTC Transparency Data Publication Delay
OTC Transparency Data Publication Delay
New OTC Threshold List Data Download and API Guidelines (Effective January 14, 2019)
New OTC Equity Short Interest Data Download and API Guidelines (Effective January 14, 2019)
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA/Nasdaq Trade Reporting Facility Retail Participants
FINRA System Closures for National Day of Mourning
TRACE for Securitized Products API Specification Update
New OTC Transparency Data Download and API Guidelines (Effective January 14, 2019)
OTC Transparency Data Download and API Guidelines, Due to go Live November 5 2018, has been Extended—A New Release Date will be Announced Soon
Reminder: FINRA-Bloomberg Indices to be Discontinued
FINRA-Bloomberg Indices to be Discontinued
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Update - TDDS 2.0 Bandwidth Modification
TRF Short Sale Files
Reminder - FINRA/Nasdaq TRF Chicago
New OTC Transparency Data Download and API Guidelines (Effective November 5, 2018)
Revised FINRA Transaction Fee Transfer Agreement
Reminder - Equity Short Sale Validations
Reminder - FINRA Changes to FIX Trade Reporting Related to Processing of Execution Time
FINRA Planned Termination of Support of CTCI Protocol for Reporting Trades to TRACE AND ORF
Participation in the New FINRA/Nasdaq Trade Reporting Facility