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Technical Notices

Title Date
New ATS Transparency Data Website User Guide Available
ATS Data Website
FINRA Alternative Trading System (ATS) Important Dates
ATS Connectivity and Update to Fixed Income Files
FINRA Alternative Trading System (ATS) MPID Requests
Revised FIX and CTCI Specifications for Reporting OTC Equity Trades to New OTC Reporting Facility (ORF) Platform
FINRA Plans to Disseminate Odd Lot Transactions
FINRA Offers Two New Optional Fee-Based TRACE Data Delivery Services
FINRA Will Begin Requiring Factor to Be Reported in Specific ABS Trade Reports
TRACE MBS Specified Pool and SBA-Backed ABS Information
FINRA Will Begin Disseminating MBS Specified Pool Transactions and SBA-Backed ABS July 22, 2013
FINRA Updates the TRACE New Issue Form Filing Cabinet
Retirement of TRACE Reference Data Secure File Transfer Protocol (SFTP) Interface
System Changes for Reporting TRACE Securitized Products Transactions
System Changes for Reporting TRACE Securitized Products Transactions
Changes to System for Reporting TRACE Securitized Products Transactions
TRACE Reporting Requirements for Certain SBA Pool Transactions
Notice to All TRF, ADF and Other NASD Facility Participants Regarding AGU and QSR Relationships
Thanksgiving Holiday Reminder for Market Transparency Reporting Tools