Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

Technical Notice

Update - TRAQS and API CA Daily List Issue

May 26, 2021

Posted: 9:40 a.m.

FINRA has identified a problem in the display of Corporate and Agency Daily List on TRAQS.  For users viewing the Daily List on the TRAQS website please be aware that it is displaying incorrect Trade Reporting Effective Dates and Maturity Dates for all securities.  This issue is limited to the display of the Daily List and does not affect Trade Reporting.

The API Download for the Corporate and Agency Daily List is missing the Additions for May 26, 2021.  The Security Master List and Security Scan on TRAQS can be used to determine securities available for trade reporting.

FINRA is currently researching the problem. Trade reporting is unaffected by this issue.

TRAQS clients with questions regarding this issue should contact FINRA Market Operations at (866) 776-0800.

Posted: 4:03 p.m.

The API Download issue for the Corporate and Agency Daily List has been resolved.   As of 1:15 p.m. Eastern Time, Daily List Additions are available for download.

The TRAQS display issue of the Corporate and Agency Daily List will be resolved tomorrow at the start of day. 

If clients have any questions regarding these events please contact FINRA Market Operations at (866) 776-0800.