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Technical Notices

Title Date
Update - FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
FINRA Legacy File Transfer Service Decommission
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
TRACE for Corporate and Agency API Specifications Update
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding TRACE Market Data
Holiday Reminder Regarding ORF Market Data
Holiday Reminder Regarding ADF Market Data
FINRA OTCE and OTC Transparency Data Websites Availability
Updates to ADF User Guide & Specifications
Update - FINRA Forms
FINRA Forms
Reminder – Testing U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
Holiday Reminder Regarding ADF Market Data
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding ORF Market Data
Introduction to Transparency Services Initiatives and Webpage
Updates to ADF User Guide & Specifications
Update - OTC Transparency Data
OTC Transparency Data
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding ADF Market Data
Update - TRACE Treasuries Hedge Primary Market Transactions
Holiday Reminder Regarding ORF Market Data
Holiday Reminder Regarding TRACE Market Data
Reminder - OTC Transparency Data API
FINRA publishes New OATS Reporting Technical Specifications