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Technical Notices

Title Date
TRACE Portfolio Trades
TLS Upgrade
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Data Feeds Protocol and Retransmission Changes
Reminder - TRACE Depository Institution Reporting
FINRA OTCE and OTC Transparency Data Websites Availability
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Statement Regarding Spring4Shell
FINRA TDDS 2.0 and ORF API Changes
FINRA Updates the OTC Equities High Price Dissemination List
TRACE Depository Institution Reporting
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA OTCE and OTC Transparency Data Websites Availability
NTF System Availability
FINRA DAPI Changes
FINRA Data Feeds
Reminder - Participant Data Management System
FINRA System Status Page
fileX transition from Basic Auth to OAuth 2.0 Deadline Extension
Reminder: Participant Data Management (PDM) System
FINRA Updates the OTC Equities High Price Dissemination List
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Statement Regarding Log4J Status
Participant Data Management (PDM) System
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Reminder - Participant Data Management (PDM) System
FINRA/NYSE TRF Technical Issue
Jane Street ADF Participation Notice
FINRA OATS Retirement – Specification Changes