FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement

FINRA has updated the . The Agreement allows a member firm to report trades on behalf of another FINRA member to the relevant facility.

Firms that currently have an executed Agreement on file with FINRA do not need to repaper. Firms that need to execute a new Agreement should use the current version, which is now online at FINRA.org. 

Questions regarding this notice should be directed to FINRA Market Operations at (866) 776-0800 or by email.