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TRACE Technical Notices

Title Date
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Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Reminder - TRACE Depository Institution Reporting
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
TRACE Depository Institution Reporting
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
NTF System Availability
FINRA Data Feeds
Reminder - Participant Data Management System
FINRA System Status Page
Reminder: Participant Data Management (PDM) System
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Participant Data Management (PDM) System
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Reminder - Participant Data Management (PDM) System
Participant Data Management (PDM) System
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Notice: NTF System Availability
REMINDER: Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Effective Monday, July 26, 2021
Notice: Enhancements to TRACE Volume Reports
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test Files Available Now
Update - TRAQS and API CA Daily List Issue
Update - TRAQS System Issues
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Notification for TRACE MBS Securities
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Postponement
Enhancements to Weekly Aggregated Reports and Statistics for U.S. Treasury Securities
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test File Available Now
TRAQS Access
FINRA FINAL Production Reminder