Skip to main content

TRACE Technical Notices

Title Date
FINRA to disable Transport Layer Security (TLS) version 1.0 and version 1.1
FINRA New Issue Form Changes
FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA New Issue Submission Platform Training Videos
Update - FINRA TRAQS Errors
FINRA TRAQS Errors
Reminder - U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
FINRA New Issue Submission Platform
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Update - FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
TRACE for Corporate and Agency API Specifications Update
Holiday Reminder Regarding TRACE Market Data
FINRA Forms
Update - FINRA Forms
Reminder – Testing U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
Introduction to Transparency Services Initiatives and Webpage
Update - TRACE Treasuries Hedge Primary Market Transactions
Holiday Reminder Regarding TRACE Market Data
Now Available - Weekly Aggregated Reports and Statistics for U.S. Treasury Securities
FINRA Termination of CTCI Protocol for Reporting Trades to TRACE AND ORF
Pandemic/Business Continuity Planning for FINRA Reporting Facilities
FINRA Termination of CTCI Protocol for Reporting Trades to TRACE and ORF
FINRA to Publish Weekly Aggregated Reports and Statistics for U.S. Treasury Securities Effective Date: March 10, 2020
NTF Availability for CTCI-MQ Protocol Users
Holiday Reminder Regarding TRACE Market Data
Extension to FINRA Planned Termination of CTCI Protocol for Reporting Trades to TRACE and ORF
Update - NTF Availability