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TRACE Technical Notices

Title Date
Reminder - TLS Upgrade
TRACE Depository Institution Reporting User Acceptance Testing
TRACE Depository Institution Reporting Testing
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
TRACE Depository Institution Reporting Industry Call
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
TRACE Depository Institution Reporting Port Requests
TRACE Portfolio Trades
TLS Upgrade
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Reminder - TRACE Depository Institution Reporting
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
TRACE Depository Institution Reporting
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
NTF System Availability
FINRA Data Feeds
Reminder - Participant Data Management System
FINRA System Status Page
Reminder: Participant Data Management (PDM) System
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Participant Data Management (PDM) System
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Reminder - Participant Data Management (PDM) System
Participant Data Management (PDM) System
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Notice: NTF System Availability
REMINDER: Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Effective Monday, July 26, 2021
Notice: Enhancements to TRACE Volume Reports
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test Files Available Now
Update - TRAQS and API CA Daily List Issue