Dispute Resolution Locations & Contacts

FINRA Dispute Resolution Regional Offices and Hearing Locations

View a listing of regional offices and hearing locations around the country.

FINRA Mediation Regional Offices and Hearing Locations

View a listing of regional offices and hearing locations around the country.

Contacts

Dispute Resolution Staff
Richard Berry, Executive Vice President and Director of Dispute Resolution
Mediation Program
Kenneth Andrichik, Senior Vice President, Chief Counsel and Director of Mediation and Strategy
Neutral Training and Development
Barbara Brady, Vice President and Director of Neutral Management

Phone Contacts

Arbitration Rule Questions:

  • (202) 728-6959

Arbitration Claims and Information Questions:

  • Northeast Region: (212) 858-4200
  • West Region: (213) 613-2680
  • Southeast Region: (561) 416-0277
  • Midwest Region: (312) 899-4440

Publications

View selected FINRA Dispute Resolution publications on our Publications page.