Arbitration Awards Online

Claimant(s): Heidi Voeller, Michael Voeller

Claimant Representative(s): David Vermont

Respondent(s): John Lowry, Kim Monchik, Spartan Capital Securities, LLC

Claimant(s): Khaled Hussein

Claimant Representative(s): Khaled Hussein

Respondent(s): TD Ameritrade, Inc.

Claimant(s): Brian Kennedy

Claimant Representative(s): Jennifer Cox

Respondent(s): Lincoln Financial Advisors Corporation

Claimant(s): Jerry Davis, Peak CM, LLC

Claimant Representative(s): Jerry Davis

Respondent(s): Claudio Gambin Neto, MML Investors Services, LLC

Claimant(s): Andrew Stout

Claimant Representative(s): Peter Lindholm

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): George W. Singleton III

Claimant Representative(s): George W. Singleton

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Christopher Kane

Claimant Representative(s): Tosh Grebenik

Respondent(s): Laidlaw & Company (UK) Ltd.

Claimant(s): James Baldocchi, Tina Baldocchi, James Baldocchi obo his Rollover IRA, James Baldocchi obo his Roth IRA, James Doorley, IRA, Kimberly Hosler, IRA, James and Tina Baldocchi, Doorley-Hosler Family Trust, James Baldocchi obo his FMTC Account

Claimant Representative(s): Matthew N. Thibaut

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Stacie Kirkland

Claimant Representative(s): Josef Y. Rosen

Respondent(s): Morgan Stanley

Claimant(s): Jeffrey Fishman

Claimant Representative(s): Joshua A. Katz

Respondent(s): B. Riley Wealth Management

Claimant(s): Fayez El Giheny

Claimant Representative(s): Fayez El Giheny

Respondent(s): Daniel Raymond, George Tarwater, Oscar Martinez, LPL Financial LLC, Invesco Capital Markets, Inc.

Claimant(s): Samuel Parker Jr.

Claimant Representative(s): Coren H. Stern

Respondent(s): UBS Financial Services Inc.

Claimant(s): Kyle Blackmon

Claimant Representative(s): Robert Wayne Pearce

Respondent(s): UBS Financial Services Inc., UBS Securities LLC

Claimant(s): Apurva Bhansali, Cynthia Moriarty, Joan Alperin, John Flynn, Josephine Flynn, Judith Nance, Nancy Canning, Richard George, Sally Canning, William Greiner, ATP Tour Inc., Julia McCoy POA for Wilson McCoy, Jr., Estate of Karen Kristen McCoy, John T. Kivi IRA, Leo H. Criep, Jr. IRA, Charles R. Kelsey & Betsy K. Kelsey Com, Christopher George or Brandi George, Craig Smetko & Lynn Smetko, James Scott Herbert or Mary E. Herbert, John T. & Janet Kivi JT TEN, Rudy Uriegas & Sabrina Uriegas, Scott Herbert & Mary Herbert, Mississippi Hospitality Restaurant, Sharon C. Shaknis Living Trust, The James C. McDaniel 1992 Family Trust

Claimant Representative(s): Donald L. Ferguson

Respondent(s): Pershing LLC

Claimant(s): Shelly Wolfsdorf

Claimant Representative(s): Robert L. Herskovits

Respondent(s): Dalmore Group LLC, Finalis Securities LLC