Arbitration Awards Online

Claimant(s): William Tatro

Claimant Representative(s): Jennifer Cox

Respondent(s): Cetera Wealth Services, LLC

Claimant(s): Max Elson

Claimant Representative(s): Jennifer Cox

Respondent(s): Morgan Stanley

Claimant(s): Odeon Capital Group LLC

Claimant Representative(s): Mark D. Knoll

Respondent(s): Industrial And Commercial Bank Of China Financial Services LLC

Claimant(s): John Forster, Marlene Forster

Claimant Representative(s): Michael C. Bixby

Respondent(s): Centaurus Financial, Inc.

Claimant(s): Lorraine Sherwood

Claimant Representative(s): Lorraine Sherwood

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Stephen Steinlight

Respondent(s): Keith Lundhagen

Claimant(s): Jon Urbach

Claimant Representative(s): Joel M. Everest

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Steven Schmitt

Claimant Representative(s): Matthew C. Plant

Respondent(s): Morgan Stanley

Claimant(s): Adam Quarello

Claimant Representative(s): William Bean

Respondent(s): UBS Financial Services Inc.

Claimant(s): Steven McClatchey

Claimant Representative(s): Myra Reid

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Paul Tramontozzi

Claimant Representative(s): Jordan Plesser

Respondent(s): LPL Financial LLC

Claimant(s): B. Riley Wealth Management, Inc.

Claimant Representative(s): Emily A. Hayes

Respondent(s): Arturo Castelo Lopez

Claimant(s): Erlinda Rizzo

Claimant Representative(s): Erlinda M. Rizzo

Respondent(s): Raymond James Financial Services, Inc., Robert Cutrupi

Claimant(s): Erlinda Rizzo

Claimant Representative(s): Erlinda M. Rizzo

Respondent(s): Raymond James Financial Services, Inc., Robert Cutrupi

Claimant(s): Kim Gianetti, Paul Gianetti, Kim Gianetti, IRA, Paul Gianetti, IRA

Claimant Representative(s): Demian Betz

Respondent(s): Joseph Spina, OSAIC Wealth, Inc