Arbitration Awards Online

Claimant(s): Rita Fox

Claimant Representative(s): Rita Fox

Respondent(s): Sofi Securities LLC

Claimant(s): Vincent Li

Claimant Representative(s): Vincent Li

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Valerie Davis

Claimant Representative(s): Valerie Davis

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Renate Barber, Renate Barber IRA

Claimant Representative(s): Matt Wolper

Respondent(s): The Renate Barber Foundation, Western International Securities, Inc.

Claimant(s): James Mahan

Claimant Representative(s): Dochtor Kennedy

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Janelle Amber Manoni and Michael Manoni, JTWROS

Claimant Representative(s): Michael Manoni

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Colin Rosenberg

Claimant Representative(s): Tyler Reynolds

Respondent(s): UBS Financial Services Inc., Citigroup Global Markets, Inc.

Claimant(s): Edith Apostal, Kathy Apostal, William Apostal, The Estate of Peter Apostal

Claimant Representative(s): Kevin D. Galbraith

Respondent(s): Matthew Wilkes

Claimant(s): Kerrie Coe

Claimant Representative(s): Samuel E Cohen

Respondent(s): Cetera Investment Services, LLC.

Claimant(s): Timothy Hynes, PCTH Investments LLC

Claimant Representative(s): Marshall S. Ney

Respondent(s): Ronald Cameron

Claimant(s): Michelle Dietz

Claimant Representative(s): Michelle Yvette Dietz

Respondent(s): Ameriprise Financial Services, LLC, Matthew Wilson

Claimant(s): Kelly Goldsmith

Claimant Representative(s): Richard B. Fosher

Respondent(s): UBS Financial Services Inc.

Claimant(s): Elana Sears

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): BTIG, LLC

Claimant(s): Nicole Narkus

Claimant Representative(s): Nicole Narkus

Respondent(s): Edward Jones

Claimant(s): Christine Baker

Claimant Representative(s): Robert D Mitchell

Respondent(s): Charles Schwab & Co., Inc.