Arbitration Awards Online

Claimant(s): Brian Visconti

Claimant Representative(s): Ahmed A. Metwally

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): Ghislain Gouraige, Jared Kaplan, Michaelangelo Dooley

Claimant Representative(s): Joel Wertman

Respondent(s): NewEdge Securities LLC

Claimant(s): Jeffrey Radke

Claimant Representative(s): Jeffrey Thomas Radke

Respondent(s): Charles Schwab & Co., Inc., TD Ameritrade, Inc.

Claimant(s): Anthony Lew, Lew Capital Management, LLC

Claimant Representative(s): Brandon Reif, Jon Furgison

Respondent(s): E*Trade Securities LLC

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Keith J. Barnett

Respondent(s): Geraldine Maxfield

Claimant(s): Tristan Crouch

Claimant Representative(s): Larry Hicks

Respondent(s): W&S Brokerage Services, Inc.

Respondent(s): Michael Krost, Adaptation Financial Advisors, Inc., MDK Financial Group, Inc.

Claimant(s): John Stephen Welch Trust

Claimant Representative(s): Matthew Thibaut

Respondent(s): Hugh Barndollar, Crown Capital Securities, L.P.

Claimant(s): Justin Connors

Claimant Representative(s): Harris Freedman

Respondent(s): IFP Securities, LLC

Respondent(s): Michael Krost, Adaptation Financial Advisors, Inc., MDK Financial Group, Inc.

Claimant(s): Morgan Stanley

Claimant Representative(s): Samuel P. Mauch

Respondent(s): Sean McCrory

Claimant(s): Robert Faithful

Claimant Representative(s): Robert Faithful

Respondent(s): Darren Watson

Claimant(s): Robert Brumbaugh

Claimant Representative(s): Kirk G. Smith

Respondent(s): Transamerica Financial Advisors, LLC

Claimant(s): Joseph Forte

Claimant Representative(s): Joseph Wesley Forte

Respondent(s): Principal Securities, Inc.

Claimant(s): Beth Yudin, Ross Yudin

Claimant Representative(s): Todd A. Zuckerbrod

Respondent(s): J.P. Morgan Securities, LLC, Jason Gopen