Arbitration Awards Online

Claimant(s): John Gibson

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): Hightower Securities, LLC

Claimant(s): D.A. Davidson & Co.

Claimant Representative(s): Nancy Hendrickson

Respondent(s): Susan McRoberts

Claimant(s): Nina Santich

Claimant Representative(s): N. Nancy Ghabai

Respondent(s): Great Western Financial Securities Corp., LPL Financial LLC

Claimant(s): Audrey Scott

Claimant Representative(s): Lucas F. Colantonio

Respondent(s): RCH Securities

Claimant(s): Thomas Ratliff

Claimant Representative(s): J. Christopher Wehrle

Respondent(s): Wells Fargo Clearing Services, LLC, Thomas Brandstater

Claimant(s): Troy Griepp

Claimant Representative(s): Peter Lindholm

Respondent(s): Morgan Stanley

Claimant(s): Sean Cavanaugh

Claimant Representative(s): Chad Weaver

Respondent(s): Raymond James Financial Services, Inc., J.P. Morgan Securities, LLC

Claimant(s): David Vigil

Claimant Representative(s): David F. Vigil

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Jacob Fernane, Liqueous LP

Claimant Representative(s): Jacob M. Fernane

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Interactive Brokers LLC

Claimant Representative(s): Daniel Aaron Spector

Respondent(s): Trevor Rodrigues

Claimant(s): Cara Opesso, Matthew Opesso, Matthew Opesso, IRA and TOD Accounts

Claimant Representative(s): Matthew N. Thibaut

Respondent(s): David Lerner Associates, Inc.

Claimant(s): Amrom Frankl

Claimant Representative(s): Amrom Frankl

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Credit Suisse (USA) LLC

Claimant Representative(s): Anthony J. Borrelli

Respondent(s): Brian Sullivan

Claimant(s): Credit Suisse (USA) LLC

Claimant Representative(s): Anthony J. Borrelli

Respondent(s): Brian Sullivan

Claimant(s): Michael Whitaker

Claimant Representative(s): Gregg J Breitbart

Respondent(s): NewBridge Securities Corp.