Arbitration Awards Online

Claimant(s): William Collins

Claimant Representative(s): Daniel W. Rucker

Respondent(s): Morgan Stanley

Claimant(s): William Van Pelt

Claimant Representative(s): Fred B. Monroe

Respondent(s): Stifel, Nicolaus & Co., Inc.

Claimant(s): William Van Pelt

Claimant Representative(s): Fred B. Monroe

Respondent(s): Stifel, Nicolaus & Co., Inc.

Claimant(s): Ron Bednarz

Claimant Representative(s): Samuel E. Cohen

Respondent(s): Cadaret, Grant & Co., Inc.

Claimant(s): StoneX Financial Inc., StoneX Group Inc.

Claimant Representative(s): John Neukom

Respondent(s): BTIG, LLC

Claimant(s): Samer Kholoki

Claimant Representative(s): Stanley D. Schwartz

Respondent(s): Elvis Beslagic

Claimant(s): Daniel Sopher

Claimant Representative(s): Chemere Ellis

Respondent(s): Kestra Investment Services, LLC

Claimant(s): Daniel Lagerborg

Claimant Representative(s): Jennifer Cox

Respondent(s): Northwestern Mutual Investment Services,

Claimant(s): Arlene Brennan POA for Michael Brennan

Claimant Representative(s): Jack Samuel Tenenbaum

Respondent(s): Jill Batley, LPL Financial LLC, Susan Jansen, Gateway Wealth Partners, LLC

Claimant(s): LPL Financial LLC

Claimant Representative(s): Ellen Sessions

Respondent(s): Eileen Cure

Claimant(s): Joshua Jenkins

Claimant Representative(s): Joel Wertman

Respondent(s): Northwestern Mutual Investment Services,

Claimant(s): Alaina Cass

Claimant Representative(s): Alaina Cass

Respondent(s): Dan Bello, Morgan Stanley

Claimant(s): Shattuck Lamm

Claimant Representative(s): Shattuck Lamm

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Tammy Bowman

Claimant Representative(s): Samuel E. Cohen

Respondent(s): Janney Montgomery Scott LLC

Claimant(s): John Paffendorf

Claimant Representative(s): Leonard Steiner

Respondent(s): UBS Financial Services Inc.