Arbitration Awards Online

Claimant(s): James Naify

Claimant Representative(s): Jeffrey K. Riffer

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., B of A Securities, Inc.

Claimant(s): Wells Fargo Advisors Financial Network

Claimant Representative(s): Sara Soto

Respondent(s): Jayson Pocius

Claimant(s): Gregg Gelber

Claimant Representative(s): David I. Hantman

Respondent(s): Morgan Stanley, Oppenheimer & Co., Inc.

Claimant(s): VALIC Financial Advisors, Inc.

Claimant Representative(s): Matthew I. Penfield

Respondent(s): Rodney Van Buren, Whitney Colton

Claimant(s): Cenezhana Rokhaneevna

Claimant Representative(s): Cenezhana Rokhaneevna

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Heather O'Neill

Claimant Representative(s): Kathy Klock

Respondent(s): OSAIC Wealth, Inc

Claimant(s): Neil Mehta

Claimant Representative(s): Alex Padla

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Fred Avalli

Claimant Representative(s): Alex Padla

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Aaron Thurow

Claimant Representative(s): Bruce Lewitas

Respondent(s): Edward Jones

Claimant(s): Scott Hirsch

Claimant Representative(s): Peter Lindholm

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Boustead Securities, Llc

Claimant Representative(s): Tara Hopper Rice

Respondent(s): Pono Capital

Claimant(s): Kevin Toler

Claimant Representative(s): Peter Lindholm

Respondent(s): Edward Jones

Claimant(s): Nisjet Lapi

Claimant Representative(s): Nisjet Lapi

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Christopher Rice

Claimant Representative(s): Peter Lindholm

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Shirley Antonini

Claimant Representative(s): Kathryn L. Simpson

Respondent(s): Wells Fargo Clearing Services, LLC