Arbitration Awards Online

Claimant(s): Ralph Courtland

Claimant Representative(s): Stephan Louviere

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Elizabeth McMullen

Claimant Representative(s): Elizabeth J McMullen

Respondent(s): Yvonne Kelly

Claimant(s): Jerry Shi

Claimant Representative(s): Jerry Shi

Respondent(s): Robinhood Securities, LLC

Claimant(s): The Estate of Harvey A Slepian

Claimant Representative(s): Eugene E. Murphy

Respondent(s): Charles Schwab & Co., Inc., Rosalee Slepian

Claimant(s): Tuyet Burke

Claimant Representative(s): Tuyet Burke

Respondent(s): Alpaca Securities LLC

Claimant(s): Equitable Advisors, LLC, Equitable Network LLC

Claimant Representative(s): Andrea Villalpando

Respondent(s): Olivier Marcelin

Claimant(s): Angelo Piccone

Claimant Representative(s): Angelo Piccone

Respondent(s): Richard Carlesco

Claimant(s): Paul Valdivia

Claimant Representative(s): W. Preston Martin

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Mikhail Bekker

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): TradeStation Securities, Inc.

Claimant Representative(s): Myra C. Mormile-Wolper

Respondent(s): James Lightning

Claimant(s): TradeStation Securities, Inc.

Claimant Representative(s): Myra C. Mormile-Wolper

Respondent(s): James Lightning

Claimant(s): Charles Dinklage

Claimant Representative(s): Dochtor Kennedy, MBA

Respondent(s): Equitable Advisors, LLC

Claimant(s): Michelle Feland

Claimant Representative(s): Daniel J. Frisk

Respondent(s): Raymond James Financial Services, Inc.

Claimant(s): Bryan Rigg, Ian Rigg, Justin Rigg, Sophia Rigg

Claimant Representative(s): P. Keith Staubus

Respondent(s): Pershing LLC, Pershing Advisor Solutions LLC, Cantella & Co., Inc.

Claimant(s): Charles Friedlander, Scott Wendelin

Claimant Representative(s): William M Montgomery

Respondent(s): Wells Fargo Clearing Services, LLC