Arbitration Awards Online

Claimant(s): Rachel Okorn

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): LAEC Investments, LLC

Claimant Representative(s): Michael C. Bixby

Respondent(s): Austin Murphy, Thurston Springer Advisors, LLC, Thurston Springer Financial

Claimant(s): Laterrica Bacon

Claimant Representative(s): Laterrica Shatreal Bacon

Respondent(s): Interactive Brokers LLC

Claimant(s): Nathan Hunter

Claimant Representative(s): Nathan Hunter

Respondent(s): E*Trade Securities LLC

Claimant(s): Wells Fargo Advisors Financial Network

Claimant Representative(s): Pawel Maziarz

Respondent(s): Bradford Hagerman

Claimant(s): Wells Fargo Advisors Financial Network

Claimant Representative(s): Pawel Maziarz

Respondent(s): Bradford Hagerman

Claimant(s): Sinclair Ridley-Thomas

Claimant Representative(s): Sinclair Ridley-Thomas

Respondent(s): Loop Capital Markets LLC

Claimant(s): Dennis Mcmillan

Claimant Representative(s): William Bean

Respondent(s): Cambridge Investment Research, Inc., Arete Wealth Management, LLC

Claimant(s): Todd Baker

Claimant Representative(s): Patrick E. Poston

Respondent(s): State Farm VP Management Corp.

Claimant(s): Magdalena Woroniecki

Claimant Representative(s): Austin Davis

Respondent(s): Equitable Advisors, LLC

Claimant(s): Lois Wellborn

Claimant Representative(s): Kirk G. Smith

Respondent(s): LPL Financial LLC

Claimant(s): Hold Brothers Capital LLC

Claimant Representative(s): MIchael H. Ference

Respondent(s): David Tawil

Claimant(s): Andre Vanhorn

Claimant Representative(s): Brian Luther

Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Howard McMillan

Claimant Representative(s): Dochtor Kennedy

Respondent(s): UBS Financial Services Inc.

Claimant(s): Davit Hambardzumyan

Claimant Representative(s): Davit Hambardzumyan

Respondent(s): U.S. Bancorp Investments, Inc.