Arbitration Awards Online

Claimant(s): Neema Rwehumbiza

Claimant Representative(s): Dochtor Kennedy

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Gerald Temmel

Claimant Representative(s): Owen Harnett

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Victor Ravelo

Claimant Representative(s): Victor Ravelo

Respondent(s): Brian Zimmerman, Independent Financial Group, LLC.

Claimant(s): Eryn Pierce, Harvey Pierce III

Claimant Representative(s): Harvey James Pierce III

Respondent(s): David Holtz

Claimant(s): Morgan Stanley

Claimant Representative(s): Alan D. Romero

Respondent(s): Caroline Roberts

Claimant(s): Donald Stephens

Claimant Representative(s): Donald R. Stephens

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Erin Eiler

Claimant Representative(s): Erin Jessica Eiler

Respondent(s): Morgan Stanley Smith Barney LLC

Claimant(s): Hilda Challender

Claimant Representative(s): Michael Bessette

Respondent(s): TIAA-CREF Individual & Institutional Ser

Claimant(s): Samuel Gulla

Claimant Representative(s): Samuel J. Gulla

Respondent(s): Robert Farrar, PFS Investments Inc.

Claimant(s): Samuel Gulla

Claimant Representative(s): Samuel J. Gulla

Respondent(s): Robert Farrar, PFS Investments Inc.

Claimant(s): Andrew Perry

Claimant Representative(s): Robert J. Moses

Respondent(s): UBS Financial Services Inc.

Claimant(s): Graham Heck, Rick Fuchs

Claimant Representative(s): Robert E. Linkin

Respondent(s): Steward Partners Global Advisory, LLC, Steward Partners Investment Solutions

Claimant(s): Gerald Ostrowiecki

Claimant Representative(s): Gerald Ostrowiecki

Respondent(s): E*Trade Securities LLC

Claimant(s): Odeon Capital Group LLC

Claimant Representative(s): Matthew A. Katz

Respondent(s): Hilltop Securities Inc.

Claimant(s): Odeon Capital Group LLC

Claimant Representative(s): Matthew A. Katz

Respondent(s): Hilltop Securities Inc.