Arbitration Awards Online

Claimant(s): Maylan Studart-Anders

Claimant Representative(s): David E. Robbins

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Michael Henke

Claimant Representative(s): Lars K. Soreide

Respondent(s): Michael Archimede

Claimant(s): Troy Perkins

Claimant Representative(s): William Bean

Respondent(s): Wells Fargo Clearing Services, LLC, Osaic FS, Inc.

Claimant(s): Evellyn Cardenas

Claimant Representative(s): Evellyn Cardenas

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Anthony Meyer

Claimant Representative(s): William Bean

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Konstantin Rusin

Claimant Representative(s): James P. Galvin

Respondent(s): HSBC Securities (USA) Inc.

Claimant(s): Karen Sanchez, Richard Sanchez, Sanchez Borrowers Holdings, LLC, Karen Suzanne Sanchez as Trustee of the, Richard Sanchez as Trustee of the

Claimant Representative(s): Jeffrey R. Sonn

Respondent(s): Citigroup Global Markets, Inc.

Claimant(s): Maria Solanet

Claimant Representative(s): Matthew L. Jones

Respondent(s): Morgan Stanley

Claimant(s): Daniel Whiting, Matthew Whiting

Claimant Representative(s): Brian R. Luther

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Rozlyn Krajcik

Claimant Representative(s): Robert V. Cornish, Jr.

Respondent(s): David Lerner Associates, Inc., Michael Kinkel

Claimant(s): Paul Dunk

Claimant Representative(s): C. Zachary Rosenberg

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant Representative(s): Andrew M. DeLucia

Respondent(s): Michael Magruder

Claimant(s): Nelson Rodriguez Fernandez

Claimant Representative(s): Roberto C. Quinones

Respondent(s): UBS Financial Services Inc.

Claimant(s): Richard Gibson

Claimant Representative(s): Austin Davis

Respondent(s): Wells Fargo Clearing Services, LLC, U.S. Bancorp Investments, Inc.

Claimant(s): Mark Josephs, Patrick Murphy

Claimant Representative(s): N. Nancy Ghabai

Respondent(s): Ameriprise Financial Services, LLC