Arbitration Awards Online

Claimant(s): Steward Partners Holdings, LLC, Steward Partners Investment Advisory, LLC, Steward Partners Investment Solutions, LLC

Claimant Representative(s): Michael T. Roche

Respondent(s): Andrew Egber

Claimant(s): Timothy Dixon

Claimant Representative(s): Alex Padla

Respondent(s): Morgan Stanley & Co., LLC

Claimant(s): Mfon Ogbebor

Claimant Representative(s): Stephan Louviere

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): William Cerf

Claimant Representative(s): David L. Goldberg

Respondent(s): UBS Financial Services Inc.

Claimant(s): Garner Mabry, Todd Schwartz

Claimant Representative(s): Seth I. Rubinson

Respondent(s): Raymond James Financial Services, Inc.

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Keith J. Barnett

Respondent(s): Akili Johnson

Claimant(s): Ralph Adamo

Claimant Representative(s): Alex Padla

Respondent(s): Lincoln Financial Distributors, Inc.

Claimant(s): Melissa Smitley, Pamela Rose

Claimant Representative(s): Melissa A. Smitley

Respondent(s): Eric Luckey

Claimant(s): Christopher Silvaggi

Claimant Representative(s): Otto K. Hilbert

Respondent(s): Philip Gazzo

Claimant(s): Joseph Barreca

Claimant Representative(s): Chelsea Bauer

Respondent(s): First Horizon Advisors, Inc.

Claimant(s): Aaron Stark

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Northwestern Mutual Investment Services

Claimant(s): Stephen Ferguson

Claimant Representative(s): Stephen Ferguson

Respondent(s): Interactive Brokers Corp., Interactive Brokers LLC

Claimant(s): Donald Ross

Claimant Representative(s): David Vermont

Respondent(s): Douglas Magnuson, Jeffrey Tooke, Michael Martino, Four Points Capital Partners LLC

Claimant(s): Elise Gray

Claimant Representative(s): Elise A. Gray

Respondent(s): Morgan Stanley, Mitchell Swayze

Claimant(s): Elise Gray

Claimant Representative(s): Elise A. Gray

Respondent(s): Morgan Stanley, Mitchell Swayze