Arbitration Awards Online

Claimant(s): James Hilton

Claimant Representative(s): David I. Hantman

Respondent(s): UBS Financial Services Inc.

Claimant(s): Omid Kamali

Claimant Representative(s): Michael A Valenti

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Andrew Book

Claimant Representative(s): Andrew Michael Book

Respondent(s): Vanguard Marketing Corporation

Claimant(s): John Lowry, Kim Monchik

Claimant Representative(s): Thomas McEvoy

Respondent(s): Spartan Capital Securities, LLC

Claimant(s): Alice Krell

Claimant Representative(s): Alice Krell

Respondent(s): LPL Financial LLC

Claimant(s): Tricia Zelinka

Claimant Representative(s): David I. Hantman

Respondent(s): Morgan Stanley

Claimant(s): Mary McDougall

Claimant Representative(s): N. Nancy Ghabai

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): John Lowry, Kim Monchik

Claimant Representative(s): Thomas P. McEvoy

Respondent(s): Spartan Capital Securities, LLC

Claimant(s): Tradestation Securities, Inc.

Claimant Representative(s): Myra C. Mormile-Wolper

Respondent(s): Markell Abonce

Claimant(s): Justin Fruhwirth

Claimant Representative(s): Lawton R. Graves

Respondent(s): Ameriprise Financial Services, LLC

Claimant(s): E. Steinberg

Claimant Representative(s): Jonathan Uretsky

Respondent(s): Oppenheimer & Co., Inc.

Claimant(s): Roger Kriete

Claimant Representative(s): Jonathan E. Neuman

Respondent(s): Reid & Rudiger LLC

Claimant(s): Lawrence Green, Lawrence K. Green IRA

Claimant Representative(s): Lawrence K. Green

Respondent(s): Cynthia Smith, Gerard McDonough, Merrill Lynch Pierce Fenner & Smith Inc., Mercedes Padin

Claimant(s): Russell Andersen

Claimant Representative(s): H. Nicholas Berberian

Respondent(s): Northern Trust Securities, Inc.

Claimant(s): Donald Lueke

Claimant Representative(s): William Bean

Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc