Arbitration Awards Online

Claimant(s): Christopher Harpin

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Osaic FS, Inc.

Claimant(s): Cris Lommel

Claimant Representative(s): Cris Lommel

Respondent(s): Diana Shuman, Morgan Stanley, Ronald Simpson

Claimant(s): Carmenza Ramirez

Claimant Representative(s): Carmenza Ramirez

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): James Libien, Patricia Libien, James and Patricia Libien 2000 Trust

Claimant Representative(s): Matthew Wilson

Respondent(s): Morgan Stanley

Claimant(s): Vincent Dotterweich

Claimant Representative(s): Lawton R. Graves

Respondent(s): Ameriprise Financial Services, LLC

Claimant(s): Andreas Koudellou

Claimant Representative(s): Russell Cirincione

Respondent(s): Chad Allen, Oppenheimer & Co., Inc.

Claimant(s): Silvano Ensuncho

Claimant Representative(s): Jennifer Poole Farrar

Respondent(s): HSBC Securities (USA) Inc.

Claimant(s): Cesar Gonzalez

Claimant Representative(s): Laurence M. Landsman

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Rajesh Malik

Claimant Representative(s): Rajesh K. Malik

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Venu Madhav Kailasa

Claimant Representative(s): Venu Madhav Kailasa

Respondent(s): BOFA Securities, Inc.

Claimant(s): Menachem Pri-Har

Claimant Representative(s): Menachem Pri-Har

Respondent(s): Morgan Stanley, Morgan Stanley, Inc.

Claimant(s): David Milowe, Jacqueline Milowe

Claimant Representative(s): Frank Cuccio

Respondent(s): RBC Capital Markets LLC

Claimant(s): Ameriprise Financial Services, LLC.

Claimant Representative(s): Michael S Taaffe

Respondent(s): Adam Jurewicz, LPL Financial LLC

Claimant(s): Yewin Thant

Claimant Representative(s): Yewin Thant

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Interactive Brokers LLC

Claimant Representative(s): Mark G. Materna

Respondent(s): Adam Robbins