Arbitration Awards Online

Claimant(s): Viktoriia Strange-Vitkovska

Claimant Representative(s): Christopher H. Tovar

Respondent(s): NYLife Securities LLC

Claimant(s): Andrew Brookman

Claimant Representative(s): Andrew S. May

Respondent(s): Oppenheimer & Co., Inc., LPL Financial LLC, Aegis Capital Corp.

Claimant(s): William Collins

Claimant Representative(s): Daniel W. Rucker

Respondent(s): Morgan Stanley

Claimant(s): Yaoyao Fu

Claimant Representative(s): Yaoyao Fu

Respondent(s): Paul Getty

Claimant(s): DeJuan Lawrence

Claimant Representative(s): DeJuan Lawrence

Respondent(s): E*Trade Securities LLC

Claimant(s): Joel Barjenbruch

Claimant Representative(s): Dochtor Kennedy

Respondent(s): D.H. Hill Securities, LLLP

Claimant(s): William Van Pelt

Claimant Representative(s): Fred B. Monroe

Respondent(s): Stifel, Nicolaus & Co., Inc.

Claimant(s): William Van Pelt

Claimant Representative(s): Fred B. Monroe

Respondent(s): Stifel, Nicolaus & Co., Inc.

Claimant(s): Samer Kholoki

Claimant Representative(s): Stanley D. Schwartz

Respondent(s): Elvis Beslagic

Claimant(s): StoneX Financial Inc., StoneX Group Inc.

Claimant Representative(s): John Neukom

Respondent(s): BTIG, LLC

Claimant(s): Ron Bednarz

Claimant Representative(s): Samuel E. Cohen

Respondent(s): Cadaret, Grant & Co., Inc.

Claimant(s): Daniel Sopher

Claimant Representative(s): Chemere Ellis

Respondent(s): Kestra Investment Services, LLC

Claimant(s): Daniel Lagerborg

Claimant Representative(s): Jennifer Cox

Respondent(s): Northwestern Mutual Investment Services,

Claimant(s): Arlene Brennan POA for Michael Brennan

Claimant Representative(s): Jack Samuel Tenenbaum

Respondent(s): Jill Batley, LPL Financial LLC, Susan Jansen, Gateway Wealth Partners, LLC

Claimant(s): Joshua Jenkins

Claimant Representative(s): Joel Wertman

Respondent(s): Northwestern Mutual Investment Services,