Arbitration Awards Online

Claimant(s): Michelle Feland

Claimant Representative(s): Daniel J. Frisk

Respondent(s): Raymond James Financial Services, Inc.

Claimant(s): Bryan Rigg, Ian Rigg, Justin Rigg, Sophia Rigg

Claimant Representative(s): P. Keith Staubus

Respondent(s): Pershing LLC, Pershing Advisor Solutions LLC, Cantella & Co., Inc.

Claimant(s): Charles Friedlander, Scott Wendelin

Claimant Representative(s): William M Montgomery

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Joshua Mrozowski

Claimant Representative(s): David I. Hantman

Respondent(s): UBS Financial Services Inc.

Claimant(s): Steven Smart

Claimant Representative(s): Steven R. Smart

Respondent(s): Candice Storm, RBC Capital Markets LLC, Paul Fahey

Claimant(s): Jared Roskelley

Claimant Representative(s): Alan Baskin

Respondent(s): Cambridge Investment Research, Inc.

Claimant(s): Katrin Tash

Claimant Representative(s): Philip L. Vujanov

Respondent(s): Independent Financial Group, LLC.

Claimant(s): Xavier Pol

Claimant Representative(s): Jennifer Cox

Respondent(s): AllianceBernstein Investments, Inc.

Claimant(s): Raleigh Galiano

Claimant Representative(s): James P. Galvin

Respondent(s): LPL Financial LLC

Claimant(s): Craig Bonn

Claimant Representative(s): Tosh Grebenik

Respondent(s): Laidlaw & Company (UK) Ltd.

Claimant(s): Scott Brown

Claimant Representative(s): Peter Lindholm

Respondent(s): Wells Fargo Advisors Financial Network

Claimant(s): Michael Schiavello, Vasilios Takos

Claimant Representative(s): Tosh D. Grebenik

Respondent(s): Michael Fasciglione

Claimant(s): Jason Jin

Claimant Representative(s): Peter Lindholm

Respondent(s): Equitable Advisors, LLC

Claimant(s): Jeffrey Segal

Claimant Representative(s): David A. Conti

Respondent(s): Aidan Carucci, Fidelity Brokerage Services LLC

Claimant(s): Leslie Wood

Claimant Representative(s): Joel Wertman

Respondent(s): Northwestern Mutual Investment Services, LLC