Arbitration Awards Online

Claimant(s): Renee Cohen

Claimant Representative(s): Joshua B. Kons

Respondent(s): Northwestern Mutual Investment Services, LLC

Claimant(s): J.P. Morgan Securities, LLC

Claimant Representative(s): Gene L. Small

Respondent(s): Eugene Bartley

Claimant(s): David Yu

Claimant Representative(s): Debra A. Jenks

Respondent(s): Kovack Securities Inc

Claimant(s): Ronald Kummerer

Claimant Representative(s): David J. Libowsky

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Justin Brownlee

Claimant Representative(s): Jennifer Cox

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Marci Coots

Claimant Representative(s): Josef Y. Rosen

Respondent(s): Morgan Stanley

Claimant(s): John Gibson

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): Hightower Securities, LLC

Claimant(s): D.A. Davidson & Co.

Claimant Representative(s): Nancy Hendrickson

Respondent(s): Susan McRoberts

Claimant(s): Nina Santich

Claimant Representative(s): N. Nancy Ghabai

Respondent(s): Great Western Financial Securities Corp., LPL Financial LLC

Claimant(s): Audrey Scott

Claimant Representative(s): Lucas F. Colantonio

Respondent(s): RCH Securities

Claimant(s): Thomas Ratliff

Claimant Representative(s): J. Christopher Wehrle

Respondent(s): Wells Fargo Clearing Services, LLC, Thomas Brandstater

Claimant(s): Troy Griepp

Claimant Representative(s): Peter Lindholm

Respondent(s): Morgan Stanley

Claimant(s): Sean Cavanaugh

Claimant Representative(s): Chad Weaver

Respondent(s): Raymond James Financial Services, Inc., J.P. Morgan Securities, LLC

Claimant(s): David Vigil

Claimant Representative(s): David F. Vigil

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Jacob Fernane, Liqueous LP

Claimant Representative(s): Jacob M. Fernane

Respondent(s): Charles Schwab & Co., Inc.