Arbitration Awards Online

Claimant(s): Albert Eggert

Claimant Representative(s): Albert Eggert

Respondent(s): Interactive Brokers LLC

Claimant(s): Christopher Smith

Claimant Representative(s): Austin Davis

Respondent(s): Lincoln Financial Distributors, Inc.

Claimant(s): Nicholas Nuzzi

Claimant Representative(s): Andrew R Park

Respondent(s): Jesse Krapf, Joao Pinto, Spartan Capital Securities, LLC

Claimant(s): Nicholas Nuzzi

Claimant Representative(s): Andrew R Park

Respondent(s): Jesse Krapf, Joao Pinto, Spartan Capital Securities, LLC

Claimant(s): Lea Wiviott Boracchia, Marc Boracchia

Claimant Representative(s): Michael J. Khouri

Respondent(s): Michael Byrne, Northwestern Mutual Investment Services

Claimant(s): Raymond James & Associates, Inc.

Claimant Representative(s): Michael A. Brady

Respondent(s): Heather Bolster

Claimant(s): William Hernandez

Claimant Representative(s): William Lopez Hernandez

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Coralia Boudreaux

Claimant Representative(s): Coralia Claudia Boudreaux

Respondent(s): Candida Harris, Edward Jones

Claimant(s): Coralia Boudreaux

Claimant Representative(s): Coralia Claudia Boudreaux

Respondent(s): Candida Harris, Edward Jones

Claimant(s): Raymond Sardina

Claimant Representative(s): Bruce W. Barnes

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): William McC Montgomery

Respondent(s): Mathew Tong

Claimant(s): Michael Blanchard, Estate of Mary Blanchard, Mary F. Blanchard Trust, Michael J. Blanchard Trust

Claimant Representative(s): Antonin Robbason

Respondent(s): Stifel, Nicolaus & Co., Inc., Heidi Chamberlain, William Hadden

Claimant(s): Thomas Moran

Claimant Representative(s): Jonathan B. Butler

Respondent(s): Wells Fargo Advisors Financial Network

Claimant(s): Marcelino Lazo

Claimant Representative(s): Marcelino Alvarez Lazo

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Alyce Weixler

Claimant Representative(s): Josef Y. Rosen

Respondent(s): Morgan Stanley