Arbitration Awards Online

Claimant(s): Coralia Boudreaux

Claimant Representative(s): Coralia Claudia Boudreaux

Respondent(s): Candida Harris, Edward Jones

Claimant(s): Coralia Boudreaux

Claimant Representative(s): Coralia Claudia Boudreaux

Respondent(s): Candida Harris, Edward Jones

Claimant(s): Raymond Sardina

Claimant Representative(s): Bruce W. Barnes

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): William McC Montgomery

Respondent(s): Mathew Tong

Claimant(s): Michael Blanchard, Estate of Mary Blanchard, Mary F. Blanchard Trust, Michael J. Blanchard Trust

Claimant Representative(s): Antonin Robbason

Respondent(s): Stifel, Nicolaus & Co., Inc., Heidi Chamberlain, William Hadden

Claimant(s): Thomas Moran

Claimant Representative(s): Jonathan B. Butler

Respondent(s): Wells Fargo Advisors Financial Network

Claimant(s): Mike Antashyan

Claimant Representative(s): Jennifer Cox

Respondent(s): Edward Jones

Claimant(s): J.P. Morgan Securities, LLC

Claimant Representative(s): Gene L. Small

Respondent(s): ATIF-1 GP, LLC

Claimant(s): Marcelino Lazo

Claimant Representative(s): Marcelino Alvarez Lazo

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Alyce Weixler

Claimant Representative(s): Josef Y. Rosen

Respondent(s): Morgan Stanley

Claimant(s): David Brooke

Claimant Representative(s): David A Brooke

Respondent(s): Morgan Stanley & Co., LLC, E*Trade Securities LLC

Claimant(s): Dominari Securities LLC

Claimant Representative(s): Christopher Milazzo

Respondent(s): Liqueous LP

Claimant(s): Trevin Kent

Claimant Representative(s): Peter Lindholm

Respondent(s): Centaurus Financial, Inc.

Claimant(s): Kenneth Annan

Claimant Representative(s): Kenneth O. Annan

Respondent(s): Interactive Brokers LLC

Claimant(s): Donna Kawasaki

Claimant Representative(s): Donna Downs Kawasaki

Respondent(s): RBC Capital Markets LLC