Arbitration Awards Online

Claimant(s): Edith Apostal, Kathy Apostal, William Apostal, The Estate of Peter Apostal

Claimant Representative(s): Kevin D. Galbraith

Respondent(s): Matthew Wilkes

Claimant(s): Kerrie Coe

Claimant Representative(s): Samuel E Cohen

Respondent(s): Cetera Investment Services, LLC.

Claimant(s): Timothy Hynes, PCTH Investments LLC

Claimant Representative(s): Marshall S. Ney

Respondent(s): Ronald Cameron

Claimant(s): Michelle Dietz

Claimant Representative(s): Michelle Yvette Dietz

Respondent(s): Ameriprise Financial Services, LLC, Matthew Wilson

Claimant(s): Kelly Goldsmith

Claimant Representative(s): Richard B. Fosher

Respondent(s): UBS Financial Services Inc.

Claimant(s): Elana Sears

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): BTIG, LLC

Claimant(s): Nicole Narkus

Claimant Representative(s): Nicole Narkus

Respondent(s): Edward Jones

Claimant(s): Christine Baker

Claimant Representative(s): Robert D Mitchell

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Patrick Thornton

Claimant Representative(s): Jennifer Cox

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Parnupong Thongsuk

Claimant Representative(s): Parnupong Thongsuk

Respondent(s): Tastytrade, Inc.

Claimant(s): Michael Leslie

Claimant Representative(s): Alex Padla

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Vicki Ledbetter

Claimant Representative(s): Christopher D. Minix

Respondent(s): Edward Jones, Ellen Boortz

Claimant(s): Martha Gaudet

Claimant Representative(s): Martha Gaudet

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Parkland Securities, LLC

Claimant Representative(s): Jonathan M. Sterling

Respondent(s): Donald Dalton

Claimant(s): Eduardo De Ocampo

Claimant Representative(s): Eduardo De Ocampo

Respondent(s): Robinhood Financial, LLC.