Arbitration Awards Online

Claimant(s): PlanMember Securities Corporation

Claimant Representative(s): Matthew D. Gauthier

Respondent(s): James Lohnes, Nuno Pereira

Claimant(s): Sumaya Musa

Claimant Representative(s): Roberto C Quiñones

Respondent(s): UBS Financial Services Inc.

Claimant(s): Rob Randels

Claimant Representative(s): William Bean

Respondent(s): Northwestern Mutual Investment Services

Claimant(s): Peter Botros

Claimant Representative(s): Peter H. Botros

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Brian Visconti

Claimant Representative(s): Ahmed A. Metwally

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): Ghislain Gouraige, Jared Kaplan, Michaelangelo Dooley

Claimant Representative(s): Joel Wertman

Respondent(s): NewEdge Securities LLC

Claimant(s): Jeffrey Radke

Claimant Representative(s): Jeffrey Thomas Radke

Respondent(s): Charles Schwab & Co., Inc., TD Ameritrade, Inc.

Claimant(s): Anthony Lew, Lew Capital Management, LLC

Claimant Representative(s): Brandon Reif, Jon Furgison

Respondent(s): E*Trade Securities LLC

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Keith J. Barnett

Respondent(s): Geraldine Maxfield

Claimant(s): Tristan Crouch

Claimant Representative(s): Larry Hicks

Respondent(s): W&S Brokerage Services, Inc.

Respondent(s): Michael Krost, Adaptation Financial Advisors, Inc., MDK Financial Group, Inc.

Claimant(s): John Stephen Welch Trust

Claimant Representative(s): Matthew Thibaut

Respondent(s): Hugh Barndollar, Crown Capital Securities, L.P.

Claimant(s): Justin Connors

Claimant Representative(s): Harris Freedman

Respondent(s): IFP Securities, LLC

Respondent(s): Michael Krost, Adaptation Financial Advisors, Inc., MDK Financial Group, Inc.

Claimant(s): Morgan Stanley

Claimant Representative(s): Samuel P. Mauch

Respondent(s): Sean McCrory