Arbitration Awards Online

Claimant(s): Sean Cavanaugh

Claimant Representative(s): Chad Weaver

Respondent(s): Raymond James Financial Services, Inc., J.P. Morgan Securities, LLC

Claimant(s): David Vigil

Claimant Representative(s): David F. Vigil

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Jacob Fernane, Liqueous LP

Claimant Representative(s): Jacob M. Fernane

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Interactive Brokers LLC

Claimant Representative(s): Daniel Aaron Spector

Respondent(s): Trevor Rodrigues

Claimant(s): Cara Opesso, Matthew Opesso, Matthew Opesso, IRA and TOD Accounts

Claimant Representative(s): Matthew N. Thibaut

Respondent(s): David Lerner Associates, Inc.

Claimant(s): Amrom Frankl

Claimant Representative(s): Amrom Frankl

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Credit Suisse (USA) LLC

Claimant Representative(s): Anthony J. Borrelli

Respondent(s): Brian Sullivan

Claimant(s): Credit Suisse (USA) LLC

Claimant Representative(s): Anthony J. Borrelli

Respondent(s): Brian Sullivan

Claimant(s): Michael Whitaker

Claimant Representative(s): Gregg J Breitbart

Respondent(s): NewBridge Securities Corp.

Claimant(s): Lois Goldberg, Estate of Richard Goldberg

Claimant Representative(s): Sean M. Sweeney

Respondent(s): Stifel, Nicolaus & Co., Inc.

Claimant(s): Tanner Bartlow

Claimant Representative(s): David S. Harrison

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LLC

Claimant Representative(s): Jennifer Tomsen

Respondent(s): Nicolas Stanley

Claimant(s): Esther Gobbelet

Claimant Representative(s): Esther J. Gobbelet

Respondent(s): Morgan Stanley

Claimant(s): Cathie Posey-Goulding, John Goulding

Claimant Representative(s): Jon-Jorge Aras

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Michael Van Slyke

Claimant Representative(s): David K. Silverberg

Respondent(s): Bankers Life Securities, Inc.