Arbitration Awards Online

Claimant(s): Christopher Caso

Claimant Representative(s): Frank George

Respondent(s): Credit Suisse Securities (USA) LLC

Claimant(s): Soeun Na

Claimant Representative(s): Soeun Na

Respondent(s): Webull Financial LLC

Claimant(s): Windsor Street Capital, LP

Claimant Representative(s): David A. Schrader

Respondent(s): Michael Davis, M7 Balanced Stage Fund, LLC, M7 Asset Management, LLC, Syren Capital Advisors LLC

Claimant(s): Xavier Cortada

Claimant Representative(s): Xavier Cortada

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Maria Henn

Claimant Representative(s): Maria Henn

Respondent(s): Robinhood Financial, LLC., Robinhood Securities, LLC

Claimant(s): William Willet

Claimant Representative(s): William Willet

Respondent(s): Robinhood Financial, LLC., Robinhood Securities, LLC

Claimant(s): Russell Thompson

Claimant Representative(s): Russell W. Thompson

Respondent(s): DealMaker Securities, LLC, Wefunder Portal LLC

Claimant(s): Christopher Harpin

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Osaic FS, Inc.

Claimant(s): Carmenza Ramirez

Claimant Representative(s): Carmenza Ramirez

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): James Libien, Patricia Libien, James and Patricia Libien 2000 Trust

Claimant Representative(s): Matthew Wilson

Respondent(s): Morgan Stanley

Claimant(s): Cris Lommel

Claimant Representative(s): Cris Lommel

Respondent(s): Diana Shuman, Morgan Stanley, Ronald Simpson

Claimant(s): Vincent Dotterweich

Claimant Representative(s): Lawton R. Graves

Respondent(s): Ameriprise Financial Services, LLC

Claimant(s): Andreas Koudellou

Claimant Representative(s): Russell Cirincione

Respondent(s): Chad Allen, Oppenheimer & Co., Inc.

Claimant(s): Silvano Ensuncho

Claimant Representative(s): Jennifer Poole Farrar

Respondent(s): HSBC Securities (USA) Inc.

Claimant(s): Rajesh Malik

Claimant Representative(s): Rajesh K. Malik

Respondent(s): Charles Schwab & Co., Inc.