Arbitration Awards Online

Claimant(s): Carson Strategic Management LLC, Carson Strategic Derivatives, L.P.

Claimant Representative(s): Steve A. Miller

Respondent(s): Marex Capital Markets Inc.

Claimant(s): Morgan Stanley

Claimant Representative(s): Adam Kauff

Respondent(s): Gary McCarthy, Kwame Adusei

Claimant(s): Yvan Cao

Claimant Representative(s): Elizabeth Fellmeth

Respondent(s): Edward Jones

Claimant(s): Alexa Marchisotto, Jonathan Marchisotto, Michael Marchisotto

Claimant Representative(s): Felicia D. Marchisotto

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Kevin Bailey

Claimant Representative(s): Gordon C. Young

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Lawrence Davis

Claimant Representative(s): Lawrence A. Davis

Respondent(s): E*Trade Securities LLC

Claimant(s): Karl Jones

Claimant Representative(s): Karl Lorenzo Jones

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Joseph Rallo

Claimant Representative(s): Joshua Klein

Respondent(s): D. Boral Capital

Claimant(s): Robert Cohen

Claimant Representative(s): Theodore R. Snyder

Respondent(s): Stifel, Nicolaus & Co., Inc.

Claimant(s): Mark Aizenberg, Timothy Johnson

Claimant Representative(s): Jeremy S Millstone

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Margaret Santiago

Claimant Representative(s): Michael C. Bixby

Respondent(s): Glenn Romer, Center Street Securities, Inc.

Claimant(s): Edward Bacher

Claimant Representative(s): Jennifer Cox

Respondent(s): Voya Financial Advisors, Inc.

Claimant(s): Jared Hoffman

Claimant Representative(s): Lawton R. Graves

Respondent(s): Ameriprise Financial Services, LLC

Claimant(s): Maureen Snyder

Claimant Representative(s): Jon-Jorge Aras

Respondent(s): New England Securities Corporation

Claimant(s): Mario Manniello

Claimant Representative(s): Mario Manniello

Respondent(s): Robinhood Financial, LLC.