Arbitration Awards Online

Claimant(s): Todd Baker

Claimant Representative(s): Patrick E. Poston

Respondent(s): State Farm VP Management Corp.

Claimant(s): Magdalena Woroniecki

Claimant Representative(s): Austin Davis

Respondent(s): Equitable Advisors, LLC

Claimant(s): Lois Wellborn

Claimant Representative(s): Kirk G. Smith

Respondent(s): LPL Financial LLC

Claimant(s): Hold Brothers Capital LLC

Claimant Representative(s): MIchael H. Ference

Respondent(s): David Tawil

Claimant(s): Andre Vanhorn

Claimant Representative(s): Brian Luther

Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Howard McMillan

Claimant Representative(s): Dochtor Kennedy

Respondent(s): UBS Financial Services Inc.

Claimant(s): Davit Hambardzumyan

Claimant Representative(s): Davit Hambardzumyan

Respondent(s): U.S. Bancorp Investments, Inc.

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Frank J. Cuccio

Respondent(s): Mark Foley

Claimant(s): Nemil Vora

Claimant Representative(s): Nemil Vora

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): David Katz

Claimant Representative(s): Hillard M. Sterling

Respondent(s): Northwestern Mutual Investment Services,

Claimant(s): Kimberly Cimmiyotti

Claimant Representative(s): Eryn Karpinski Hoerster

Respondent(s): LPL Financial LLC

Claimant(s): Joseph Ward

Claimant Representative(s): Christopher H. Tovar

Respondent(s): UBS Financial Services Inc.

Claimant(s): William Bradley

Claimant Representative(s): Robert M. Bursky

Respondent(s): Lawrence Zelin, Thomas Diamante, SW Financial

Claimant(s): Sokhui Namkung

Claimant Representative(s): Sokhui Namkung

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Intrua Financial, LLC

Claimant Representative(s): Larry Carbo

Respondent(s): William Connington, Connington Wealth Management, LLC