Arbitration Awards Online

Claimant(s): Morgan Stanley, MSSB Financing LLC

Claimant Representative(s): Todd Ratner

Respondent(s): Brooks Johnson

Claimant(s): Eric White

Claimant Representative(s): Melinda Jane Steuer

Respondent(s): Aaron Puttroff, Park Avenue Securities LLC

Claimant(s): Kyle Qian

Claimant Representative(s): Angela Turiano

Respondent(s): Canaccord Genuity LLC

Claimant(s): Gerald Sharpe

Claimant Representative(s): Gregg J. Breitbart

Respondent(s): Aegis Capital Corp.

Claimant(s): Sohaila Shooshtarian

Claimant Representative(s): Matt Wolper

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): William Tatro

Claimant Representative(s): Jennifer Cox

Respondent(s): Cetera Wealth Services, LLC

Claimant(s): Max Elson

Claimant Representative(s): Jennifer Cox

Respondent(s): Morgan Stanley

Claimant(s): Odeon Capital Group LLC

Claimant Representative(s): Mark D. Knoll

Respondent(s): Industrial And Commercial Bank Of China Financial Services LLC

Claimant(s): John Forster, Marlene Forster

Claimant Representative(s): Michael C. Bixby

Respondent(s): Centaurus Financial, Inc.

Claimant(s): Lorraine Sherwood

Claimant Representative(s): Lorraine Sherwood

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Stephen Steinlight

Respondent(s): Keith Lundhagen

Claimant(s): Jon Urbach

Claimant Representative(s): Joel M. Everest

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Steven Schmitt

Claimant Representative(s): Matthew C. Plant

Respondent(s): Morgan Stanley

Claimant(s): Adam Quarello

Claimant Representative(s): William Bean

Respondent(s): UBS Financial Services Inc.

Claimant(s): Steven McClatchey

Claimant Representative(s): Myra Reid

Respondent(s): Wells Fargo Clearing Services, LLC