Arbitration Awards Online

Claimant(s): Estate of Bernard J. Sherlip

Claimant Representative(s): Richard B. Fosher

Respondent(s): Morgan Stanley

Claimant(s): Tradestation Securities, Inc.

Claimant Representative(s): Alan Wolper

Respondent(s): Molly Nguyen

Claimant(s): Cabot Lodge Securities LLC

Claimant Representative(s): William B. Russell

Respondent(s): David Arlein

Claimant(s): Debbra Thompson Ligon

Claimant Representative(s): Debbra Thompson Ligon

Respondent(s): Robinhood Financial, LLC.

Claimant(s): America Athene Campbell, Emily Cantor-Jacobson, Georgina Pazcoguin, Guy Jacobson, Guy Shahar, Karin Schlachter, Suet Wong, Caroline Ya Lin Pang and Timothy Garner, Joseph and Anat Leon, Robert and Christine Rigby-Hall

Claimant Representative(s): S. Christopher Provenzano

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Joan Vorpahl

Claimant Representative(s): Christopher Darrow

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Ray Gustin

Claimant Representative(s): Peter Lindholm

Respondent(s): Neuberger Berman BD LLC

Claimant(s): Kurt Jackson

Claimant Representative(s): Richard M D'Amura

Respondent(s): Kestra Investment Services, LLC

Claimant(s): Patrick Millian

Claimant Representative(s): Anthony J. Borrelli

Respondent(s): UBS Financial Services Inc.

Claimant(s): Thomas Bryant

Claimant Representative(s): William Bean

Respondent(s): Edward Jones

Claimant(s): Michael Riherd

Claimant Representative(s): Jennifer Cox

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Jason Goldwater

Claimant Representative(s): Jason D Goldwater

Respondent(s): Morgan Stanley

Claimant(s): Jose Ortiz

Claimant Representative(s): Jose E Ortiz

Respondent(s): Moomoo Financial Inc.

Claimant(s): Deborah Bauer

Claimant Representative(s): Jamie L. Berger

Respondent(s): UBS Financial Services Inc.

Claimant(s): Yoseph Borohov

Claimant Representative(s): Yoseph Borohov

Respondent(s): Charles Schwab & Co., Inc.