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Regulatory Notice – 4/21/142014 GASB Accounting Support Fee to Fund the Governmental Accounting Standards Board
Regulatory Notice – 4/11/14Securities Industry/Regulatory Council on Continuing Education Issues Firm Element Advisory Update
Regulatory Notice – 4/8/14FINRA Requests Comment on the Effectiveness and Efficiency of its Gifts and Gratuities and Non-Cash Compensation Rules
Regulatory Notice – 4/8/14FINRA Requests Comment on the Effectiveness and Efficiency of its Communications With the Public Rules
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