FINRA Automated Data Delivery System (FINRA ADDS)
FINRA Automated Data Delivery System® (FINRA ADDS®), formerly FINRA Data Delivery, is a secure website through which firms may request trade journals containing transactions submitted to FINRA TRAQS.
FINRA offers trade journals for TRACE (fixed income) transactions as well as ADF and ORF (listed and over-the-counter equity) transactions.
Request Access to FINRA ADDS standard or optional services.
FINRA ADDS offers the following types of access:
Standard Access allows users with the TRACE, ADF or ORF Trade Journals entitlement privilege to request trade journals via the FINRA ADDS website, including their transaction reports and rejects for a particular day, for a limited period of time (30 calendar days for TRACE, 3 business days for ADF and ORF). Firms that clear ORF transactions can give users ORF Clearing Trade Journals access, to enable them to download files from the most recent 3 business days, containing trades on which their firm was named a clearing party. There is no fee for Standard Access.
- Data Delivery Plus for TRACE, ADF and/or ORF: Firms that choose to subscribe to any and or all of the Data Delivery Plus services expand their access to trade journals from 30 calendar days (TRACE) or 3 business days (ADF and ORF) to any date within the prior two years. Users with Data Delivery Plus access may also subscribe to receive daily delivery of their trade journals files, eliminating the need to submit requests for the data.
Note: this service applies only to trades submitted to the MPP platform. Trades submitted to the legacy systems are not available through FINRA ADDS.
- Data Delivery SFTP for TRACE, ADF and/or ORF: Firms that enroll in one of the SFTP services can establish an automated interface to retrieve their data via Secure File Transfer Protocol (SFTP). FINRA makes the prior days' transaction and reject files available for SFTP retrieval on a daily basis for firms that subscribe to SFTP access.
The optional services are fee-based; firms will be assessed a fee per MPID for each optional service and product for which that MPID enrolls. Read about fees for Data Delivery Plus and Data Delivery SFTP Service.