FINRA Automated Data Delivery System (FINRA ADDS)
FINRA Automated Data Delivery System® (FINRA ADDS®), formerly FINRA Data Delivery, is a secure website through which firms may request trade journals containing transactions submitted to FINRA TRAQS, as well as Tick Size Pilot Firm Review files.
FINRA offers daily trade journals for TRACE (fixed income) transactions as well as ADF and ORF (listed and over-the-counter equity) transactions. Monthly Tick Size Pilot Firm Review files are available for Trading Centers with Tick Size Appendix B.I and B.II calculations.
Note: firms with access to trade journals for TRACE will be given access to TRACE for Treasuries files automatically, if applicable, when they are produced beginning July 10, 2017. Current TRACE Trade Journals and/or TRACE Data Delivery SFTP subscribers do not need to take any action to receive the files when they become available. Please see the updated FINRA ADDS User Guide for more information.
Request Access to FINRA ADDS web or SFTP services.
FINRA ADDS offers the following types of access:
The FINRA ADDS website allows users with the TRACE, ADF, ORF and/or Clearing Firm Trade Journals entitlement privileges to request trade journals from any date within the past 2 years via the FINRA ADDS website. There is no fee for web access.
Tick Size Pilot Firm Review Files
Entitled firm users with Trading Centers for whom FINRA is the Designated Examining Authority (DEA) can request Tick Size Pilot Firm Review Files (i.e., calculations generated pursuant to Appendix B.I and Appendix B.II of the Tick Size Pilot Plan) for months within the prior two years (once two years of data are available) via the website.
Data Delivery SFTP Access for TRACE, ADF and/or ORF:
Firms that enroll in the SFTP service to receive Trade Journals for one or more products can establish an automated interface to retrieve their data via Secure File Transfer Protocol (SFTP). On a daily basis, FINRA makes the prior day’s transaction and reject files available for SFTP retrieval for all firms that subscribe to this service.
The SFTP services are fee-based; firms will be assessed a fee per MPID or Clearing Number enrolled in each service and product. Read about fees for the respective services.
Data Delivery SFTP for Tick Size Pilot Firm Review Files
SFTP access is available free of charge to Trading Centers for whom FINRA is the Designated Examining Authority. Qualifying firms that wish to retrieve their Tick Size Pilot Firm Review data can request an account to retrieve the monthly data via SFTP. There is no fee associated with this service for Tick Size Pilot Firm Review files. More information is available on the Tick Size Pilot Firm Review Files page.