Individuals Barred by FINRA - D

A  B  C  D   E   F   G   H   I   J   K   L   M   N   O   P   Q   R   S   T   U   V   W   X   Y   Z

As of July 31, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRD Individual Name
5639756 LOUIS JOHN D'ARPA
4105689 COLIN OLEYVARE DACRES
2444684 CHARLES ALBERT DACRUZ
4060750 MICHAEL ASHER DAGNAN
856181 JOSEPH GEORGE DAHER, II
2866507 DALE KENNETH DAHMEN
2172800 DONALD RICHARD DAHN
3049554 ROGER MARTIN DAIL
4757200 SHAUNE DENISE DAILEY
2935809 GEVORG DALDUMYAN
2352143 KENNETH JAMES DALEY
2595839 BRIAN MICHAEL DALFONSO
1373684 STEPHEN ANTHONY DALLA TORRE
3193223 ERIC ANDRE DALLAS, SR
850779 JOSEPH ANTHONY DALTILIA
2952407 BLESILDA A DALUZ
1981088 CHINTAMAN M DALVI
2385619 GERARD JOSEPH DAMARO
4571536 DAVID JOHN DAMBRA
60413 CHARLES PHILIP DAMICO
3210136 GARRY ALEXANDER DAMICO
2225883 MICHAEL HENRY DAMICO
3092123 GABRIEL DANASTOR
1610676 EARL H DANGELMAIER
4872951 CHERYL ANN DANIEL
6209668 CHRISTOPHER JEFFREY DANIEL
6387224 DENISE FRANCINE-LOUISE DANIEL
1345341 DOUGLAS WILLIAM DANIELS
4010119 HOWARD DANIELS
1688213 LACE ANNE DANIELS
5700892 PAMELA A DANIELS
60736 RICHARD ALAN DANIELS
4606771 SHANNON KATHLEEN DANIELS
2000099 DANIEL GUY DANKER
5502230 RICHARD ALLAN DANZ
1014290 DUANE ALLEN DARLING
2733340 DOUGLAS KELLY DARLINGTON
4827097 GREGORY ORLAN DARTEZ
6314905 ERIC S. DARTY
1779045 JAMES NEWTON DARWIN, II
2621453 SHABNAM DAS
1918044 MICHAEL STEPHEN DASARO
2534269 BOBBY JOHN DAUGHERTY
6280800 DAWN DESHEAN DAVENPORT
1389312 ALAN JAY DAVIDOFSKY
2548306 ALAN HOWARD DAVIDSON
2876412 ARTHUR MARC DAVIDSON
1212799 DAVID STEWART DAVIDSON
4637964 JOHN EUGENE DAVIDSON
3250349 RALPH JOELLY DAVILA
4621198 MIGUEL ANGEL DAVILLA
1806076 ROBERT THOMAS DAVIS, III
5633997 ANDRE LEON DAVIS, JR
2783495 ALLEN GENE DAVIS
4805348 BLAINE CARTER DAVIS
2334949 BRIAN EMIL DAVIS
4572482 COURTNEY WAYNE DAVIS
5639014 DANA ANN DAVIS
4855416 DENNIS FITZGERALD DAVIS
4905524 JEFFREY ALLEN DAVIS
3081852 JEFFREY SCOTT DAVIS
3235731 JENNIFER M DAVIS
3226294 KEVIN JOHN DAVIS
3276421 LUCRETIA PAMELA DAVIS
4412731 MATTHEW JOHN DAVIS
2220178 RODNEY JEROME DAVIS
4311644 RON DAVIS
1000331 RONALD EDWARD DAVIS
4776499 SAMUEL AUSTIN DAVIS
6442249 STEVAUN I DAVIS
2329249 STEVEN EMERSON DAVIS
1141258 STEVEN JAMES DAVIS
2236597 VALIECE TERRY DAVIS
5705644 WILLIAM STANLEY DAVIS
5340915 CARLOS A DAWKINS
5245594 DISHON JARED DAWSON
1081698 DEIDRE THOMPSON DAY
1131612 DOUGLAS CONANT DAY
5255105 GREGORY PHILIP DAY
2596342 THOMAS RAYVON DAYE
2257749 FERNANDO DE LA LAMA MERINO
6326061 NANCY ELAINE DE LEEUW
4792703 PERRY DE LEEUW
4890224 DANIAL DE SADE
3061136 JOEY WADE DEAN
2551532 DEREK JAMAL DEANE
4924221 DUANE MCKAY DEANE
1966746 ROBERT CHRISTIAN DEANE
3259050 KAYEL GUY DEANGELIS
2200059 DARNELL ANTHONY DEANS
5181085 MELISSA C DEBACA
2404266 MARCUS JOSEPH DEBAISE
3002925 CHRISTIAN DEBIASI
1308014 ANTHONY JOSEPH DEBLASE
2304878 DAVID ANTHONY DEBLASIO
2114067 MICHAEL JON DEBOER
2788196 DOMINIC THOMAS DEBRUIN
1720653 LARA DEBRY
5247443 MATTHEW D DECAMP
4233141 CHRISTOPHER JOHN DECKER
2098524 WILLIAM MICHAEL DEEGAN
5830647 LOUIS JAMES DEELEY
4792774 VERONICA A DEESE
5354510 MATT DAVID DEGENHART
64093 ANTHONY OTTO DEGREGORIO, SR
4086955 JULIO ENRIQUE DEJESUS
2205315 MICHAEL GERALD DELANO, III
4173034 DAN ROBERT DELFIUM
4910379 MATTHEW FRANCIS DELINE
4533627 GABY DELISME
2403455 MICHAEL JOHN DELLOLIO
5890593 JOSE GUILLERMO DELMENDO
3005762 REY ALBERTO DELOSH
5747155 DALE ROBERT DELPIT, JR
3069166 SERGIO M DELTORO
3152946 JOSE E DELVALLE
1649770 ROBERT JAMES DELVECCHIO, JR
4501074 THOMAS DELVECCIO
5097434 RICHARD JOSEPH DELZER
2108732 DARREL EDWARD DEMARCO
4608717 THOMAS ANTHONY DEMARCO
2284078 DAVID DEMAREST, IV
3030316 MATTHEW LOGAN DEMARIA
2166872 MICHAEL PAUL DEMARSE
2575882 TIMOTHY STEPHEN DEMBSKI
2927685 SALVATORE DEMEO, JR
4312473 FRANK DEMOLFETTO
2482519 AMIL DUANE DEMROW
3078414 JEAN LIVENGOOD DEMUTH
5415677 DWIGHT D'ANGELO DENEAL, JR.
1041070 RANDY CAROLE DENENBERG
5014100 JOSHUA DENINNO
4586928 ALEKSANDR YURIEVICH DENISOV
2451340 DAVID LEO DENNIS
5120867 PHILIP WADE DENNIS
2762869 CHARLES GREER DENORMANDIE, III
2166040 NOEL ANDREW DENT, JR
1588966 BRADFORD KEITH DENT
2438323 GREGORY JACK DENT
5751186 SAVITRI DEODAT
1838261 CARMINE DEPALMA
2946313 ROBERT PHILIP DEPALO
1390208 LINDA JOYCE DEPAOLO
2608774 JOSEPH ANDREW DEPERGOLA
1302318 HAROLD LAVERN DEPRILL, JR
2046322 JOHN JOSEPH DEPRIMO
1887112 DANIEL GERARD DEREPENTIGNY
1365963 DONALD EDWIN DERIEG
2274661 KEVIN BERRY DERMODY
2491296 MICHAEL ANDREW DEROSA
5268829 RONALD JAMES DEROUIN
2848342 PHILIP RENE DEROZIERE
4292420 PHILIPPE ALFRED EUGENE DESAINT
2080713 BARBARA LUCILLE DESIDERIO
2833627 STEPHEN ROY DESIDERIO
1438319 ANURA MOHAN DESILVA
2228767 THOMAS JOHN DESIMONE
2879888 JOE DESOTO
2331201 DAVID AUGUST DESROCHERS
4188874 DELESLEY DESSASAU
1865313 PASQUALE DETURSI
2676065 DAVID SCOTT DETWILER
2545262 GEORGE ALEXANDER DEUSSEN
4075977 LESLY CHARLES DEVERSON
5048058 ANDREW JAMES DEVINE
2035363 FRANK THOMAS DEVINE
2131402 BRENT KEITH DEVINEY
5028096 ANTHONY E DEVITO
2489322 RAYMOND ALBERT DEVIVO
2889976 JOSEPH EDWARD DEVLIN
2782171 DAVID JOHN DEWALD
3068842 HOWARD LAWRENCE DEWEY, JR
1354376 JOHN BOYD DEXTER
4003256 HARDIP SINGH DHILLON
4131948 ANTHONY DIAZ
4169098 DANIEL DIAZ
1621873 EDUARDO GUILLERMO DIAZ
4976918 FERNANDO DIAZ
2665862 FRANCISCO ALBERTO DIAZ
4298373 JAIME ANDRES DIAZ
6074544 JESSICA ALYSSA DIAZ
2751770 JUAN RAMON DIAZ
4203539 LORIN TERESE DIAZ
2264232 FRANK DIBENEDETTO
2837475 ROBERT ANDREW DICARLO, JR
3004669 JAMIE LYDELL DICK
4189328 MICHAEL PAUL DICKAMORE
5508658 VERNE T DICKERSON
2541369 TIMOTHY BRYAN DICKEY
1047824 STUART GRAHAM DICKINSON
1833420 ERIC HAROLD DIEFFENBACH
2070263 RONALD EDWARD DIEHL
1280910 MARK EDWARD DIEMER
4588870 KARL ROBERT DIERMAN
2137806 ALFRED WARD DIETRICH
1814017 DARREN JOSEPH DIETRICH
1473867 ARTHUR BRADEN DIGGS, JR
601698 ANTHONY JOSEPH DIGIOVANNI
4787615 ANTHONY JOSEPH DIGIOVANNI
2434158 MATTHEW DIGREGORIO
842429 ROY GRANT DILLABAUGH
1787564 DOUGLAS PAUL DILLMANN
1440226 MARK ALLEN DILLON
2314389 CRAIG DAVID DIMA
1840271 DONNA MARLENE DIMAGGIO
2390335 MICHAEL JOSEPH DIMARE
1339697 ROBERT ANTHONY DIMINICO
4176788 SEBASTIAN JOSHUA DIMOND
5048231 JAMES CHRISTOPHER DINWOODIE
4578553 TAHIROU ARDELL DIOURY
2330409 ERIC MARTIN DISHNER
1268111 PAUL JOSEPH DISIDORO
4850362 NICHOLAS C DITO
3104276 FRANK ARTHUR DITTRICK
2513921 RICHARD F DIVENUTO
1207239 GLENDA ANN DIXSON
2205015 KENNETH MARTIN DLOUHY
4511950 THOMAS THANH DOAN
2774580 GEORGE JAY DOBBINS
4835927 KENNETH RICHARD DOCTOR
2881408 THOMAS ROBERT DODD
5263859 SHERRI LYNN DODGE
1584675 EDWARD THOMAS DOLD
4739064 ELIZABETH EMI DOLORES
4190071 DAMON J DOMBROSKI
4668352 MICHAEL FRANCIS DOMSON
2924386 JOHN JOSEPH DONADIO
5692011 LYONS DONALD
4218627 JOSEPH R DONATO
5249506 STEVEN VINCENT DONATO
4119292 PEDRO DONES MOLINA
5750971 PHILLIP DAVID DONNAN
1952493 FRANK CHARLES DONNAURO
2276988 MICHAEL EDWARD DONNELLY
2631248 JEFFREY SCOTT DONNER
2691932 HAROLD PHILIP DONNERSTAG
2707230 HENRY DONOFRIO
4439545 PATRICK JOSEPH DONOHUE
4168054 PATRICK W DONOHUE
866235 GARY EUGENE DONOVAN
2507851 MATTHEW MORGAN DOOLEY
4379457 SCOTT C DORENBUSH
4822410 TERESA JO DORENKAMP
2356685 JOSEPH DORIA
1103701 PAUL EDWARD DORION
2335567 JAMES JAY DORNEY
4805617 JEAN B DORSAINVIL
5631343 DOUGLAS G DOSENBERG
2551716 LLOYD HENRY DOTSON
1790400 DOUGLAS EDWARD DOUGHERTY
2255355 DAMIEN ROBERT DOUGLAS
1423457 DENICE EUBANKS DOUGLAS
4653684 ERIC MITCHELL DOUGLAS
71001 SHERMAN EDD DOUGLAS
2376211 CHARLES ROLAND DOUGLASS, JR
5465407 JACLYN MARIE DOUGLASS
1533296 PETER NICHOLAS DOURDAS
4185236 AARON JAMES DOVE
2759458 FAITH YVETTE DOVE
1995736 PATRICK HUGH DOWD
2952411 ALFRED THOMAS DOWE, JR
4651058 SHEILA DAWNELL DOWLING
2795169 ELIOTT GEORGE CHARLES DOWNS
4297709 THOMAS JOSEPH DOWNS
4553410 BRIAN KEITH DOYLE
2370593 PETER J DOYLE
501148 STEPHEN JOHN DOYLE
4413189 KEVIN ROBERT DRAJER
1145018 ALLEN EARL DRAKE
2918207 RENDELL ESHEY DRAPER
843025 WILLIAM MARSHALL DRATEL
2701679 MICHAEL SCOTT DREHER
2619465 STEPHEN JAY DRESCHER
1799265 ROBERT LEE DREW
717599 RICHARD GORDON DROWN, JR
2132586 JAMES HENRY DROWNE
4523365 JATINDER DUA
2879683 DONALD ANTHONY DUARTE, JR
3041983 DAVID WILLIAM DUBE
1223724 JOHN WARREN DUBRULE
4971197 CHRISTOPHER ALAN DUCO
2544960 MARC DUDA
5392967 LAURA ANNE DUDEK
2294244 JOSEPH WALTER DUFF
3002253 BRIAN A DUFFY
2981551 DONALD PAUL DUFFY
5145614 GREGORY J. DUFFY
3237322 TIMOTHY FRANCIS DUFRESNE
2555823 LAWRENCE RICHARD DUGO
871975 ROBERT JAMES DUKES
2204619 TIMOTHY JAMES DUMA
2110500 CLEMENCEAU DUMONT
2882033 PAUL JOSEPH DUMOUCHEL
2838663 DONALD RAYMOND DUNAKIN, III
815742 REX STANLEY DUNBAR
2041644 STEPHEN PATRICK DUNBAR
4119031 CHAD R DUNCAN
2087534 JEFFREY CHARLES DUNHAM
2915072 JACK DAVID DUNIGAN, JR
6131428 STEVEN JAMES DUNKELBERG, JR
5339430 BRIAN MARTIN DUNLEVY
4372263 BRIAN ANDREW DUNN
3056636 BRIAN JAMES DUNN
1374701 RONALD TERRY DUNN
5362609 JAMES XAVIER DUNNE
6066936 STEVEN CRAIG DUPREY
2177517 VICTOR ANTHONY DUQUE
4625239 SHANNON DURHAM
2856508 WILLIAM MATTHEW DURNEY
3084887 LONNIE LEE DUSENBERRY
4375429 PAUL HANSON DUSTMAN
2874901 JAMES ANTHONY DVORZNAK
2376954 JOHN MATTHEW DWYER, III
2230072 LELAND ALAN DYKES
827628 HUGH MONROE DYSON, JR
6617835 Edwin Waite Duguie, Jr