Individuals Barred by FINRA - G

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As of July 31, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
1423723DAVID LAWRENCE GABAI
1284789ROLAND RAYMOND GABOURY
5768192ARSEN A GABOYAN
2343206THOMAS EDWARD GACKLE
4872241CHRISTOPHER EDWARD GADDY
1069005NATHANIEL GADDY
2815685AHMED ABDELMAWLA GADELKAREEM1
4370704JEFFREY LEE GAINER
2703931RYAN MICHAEL GAINOR
1096059EDUARDO GALAN
2399152GLEN ALLAN GALEMMO
2864225JOSHUA ALBERT GALIANI
2092711DANIEL JAMES GALLAGHER
1921881RICHARD ANDREW GALLAHER
2443271CHARLES LEE GALLAMORE
1456616EMMANUEL CAHOT GALLARDO
4617763HECTOR J GALLARDO
4100045JOSEPH RAYMOND GALLARDO
3235311ROBERT JAMES GALLEGOS
2271913DAVID JOSEPH GALLI
5908972NICHOLAS C GALLO
2990335MITCHELL TODD GALLOWAY
2124116EDWARD PAUL GALVAN
1164780FRANCISCO GALVAN
4616528BRIAN MICHAEL GAMARD
6113683FRANCISCO GAMEZ
2828142ALEJANDRA GANDARA
6413710ISIAH JEROME GANDY
703273GUY WILLIAM GANE, JR
6014740KRISTINA ANN GANNON
3226600PETER RICHARD GARABEDIAN
4893622JOSHUA ADAM GARBER
3026091MICHAEL TARADASH GARBO
5411061JESUS ABEL GARCIA, II
5523844ANTONIO GARCIA
5467244CRISTOBAL L GARCIA
1335400DAVID NATHANIEL GARCIA
4579816ESTHER ESPARZA GARCIA
4063640JAMES PHILLIP GARCIA
3236880JASON JOHN GARCIA
4621646JOHN DANIS GARCIA
3211453PATRICK JESSE GARCIA
2613124ROBERT MICHAEL GARCIA
2312752RUBEN HUGO GARCIA
5666377SEAN TERENCE GARCIA
5429943ZENAIDA RITA GARCIA
5468556JAMES CARLTON GARDNER, II
2930356CLARK SMITH GARDNER
710486DAVID P GARDNER
2252801FREDRIC HENRY GARDNER
1612461WALTER ROBERT GARDNER
3106267JOSHUA EDWARD GARFINKLE
2321455JEFFREY THOMAS GARGARO
3174988JOHN A GARGIULO
3200145JOHN J GARIEPY, JR
2842338JOHN CHRISTOPHER GARNER
2983167RICHARD GORDON GARRARD
1988572CAROL ANNE GARRETT
4551343MARQUI MAURICE ASHANTI GARRETT
2045288PATRICK LANDON GARRETT
2137549RICHARD DE MESA GARRIDO
1449625BOBBY JOE GARRISON, JR
4512988THEODORE GARRITY
3271562ANNABELLE GARVEY
2735203ERIC MARTIN GARWES
1746150DONALD GREG GARY
5275816CHRISTIAN P GARZA
1385156JUAN GASCOTJIMENEZ
1936193TEARLE GUY GASKILL
1490765WILLIAM JOSEPH GASPAR
4938959NATALIE DEE GASTELUM
2823158FRANK JAY GATES
4760220GENO CLEVELAND GATES
4713393TIMOTHY FRANKLIN GATES
4271451JOHN L. GATHRIGHT, JR.
4719327JOHN MICHAEL GATLIN
2815275GREGORY IAN GATTO
2913274JILL ANN GAUCI
2674135KEVIN HOWARD GAVIGAN
6016082JAIME GAVILANES
1829623WILLIAM ALAN GAY
4891755YIMIN GE
826078FRANCIS GEBBIA
1005905ALVIN WAINO GEBHART, JR.
2402873RICHARD THOMAS GECK
219307WILLIAM HENRY GEHRON, III
1319363TIMOTHY JAY GEIDEL
1205939JAMES WILLIAM GEIS
3191810EDWARD LEIGH GEISENHEIMER
4203782MATTHEW LEE GEISER
1967796EDWARD PHILIP GELB
2328812EDWARD JOHN GENITON
2765236JOHN VINCENT GENNA, JR
1376794JAMES ANTHONY GENTILE
4299867JOSHUA ALLEN GENTRY
4196311AUDREY SUE GEORGE
1024791CHARLES RODNEY GEORGE
5304658REGINALD GEORGE
2374955WILLIS SCUDDER GEORGIA, III
2138918JOSEPH ANTHONY GERACI, II
2950327MICHAEL RUDOLPH GERBEC
5506987ADAM PHILIP GERBER
4887362EDWIN OSVALDO GERENA, JR
1280965MARK POWELL GERLACH
1351422PAUL NORMAN GERMAIN
4668582JOSEPH S GERMANO
2757476ANTONIA GERONIMO
6037465JOHN A GERVASI
2844164MATTHEW JAMES GERVASIO
1080528JERRY LEE GETTER
3124365KEITH MERLE GETTY
5374896ANTHONY THOMAS GIANNATTASIO
2134234JAY JAMES GIANNI
4059014EUGENE CHARLES GIAQUINTO
4240605JOSEPH ADAM GIARDINA
2766670FOSTER J GIBBONS
2445588THOMAS PATRICK GIBBONS
4803882SUSAN ROUGHTON GIBBS
2833174DARRELL TODD GIBSON
1394299JOHN LAMAR GIBSON
1501602MICHAEL WAYNE GIBSON
3035781RAYMOND BLAKE GIBSON
2381501WILLIAM GEORGE GIBSON
2370665THOMAS KENNEDY GIFFORD
2918551MARTIN LUTHER GILBERT
2310911ANTHONY GRAHAM GILCHRIST
2894991MIA H GILCHRIST
1935821DEDRIC HILLERY GILL, III
801714CANDACE ANNA GILL
2582792GARY WAYNE GILL
221678WILLIAM AMBOS GILL
2165494TODD DAVID GILLESPIE
1505851NEVIN JON GILLETTE
1094976JOHN ANDREW GILLIAM
2381496MARK JOSEPH GILLIS
1389275DAVID LAWRENCE GILLOTTI
222161ALLEN NORMAN GINESIN
4390976SALVATORE GIOE
2854741BRANDON DARYL GIOFFRE
2686335ANTHONY FRANK GIORDANO
2722480GARY JOSEPH GIORDANO
1383564JOSEPH ANTHONY GIORDANO
4420099MICHAEL JOHN GIORDANO
2882737VINCENT JAMES GIOVINAZZO
716088ROBERT GIST
1884208ADAM DAVID GITSTEIN
1411255JOSEPH JOHN GIULIANO
2141251MIKE GIVILANCZ, JR
5200022DENISE LYNN GIZANKIS
4305338JOSHUA BRIAN GLADTKE
807731STEPHEN JOEL GLANTZ
4431300KATHLEEN A. GLASER
2504182PETER JONATHAN GLASER
5133622JANETTE OLGA GLASSING
4252025DANIEL PAUL GLAVIN
222951ROBERT SPAULDING GLEASON, SR.
4023026RICHARD GEORGE GLEESON, II
2354148ROBERT FREDERICK GLESSNER, JR
2175655DANIEL HOWARD GLICK
1879435CARMEN MILAGROS GLIKBERG
4977989BRYON TIMOTHY GLIME
1087236KENNETH LAWRENCE GLIWA
5013281NICHOLAS DAVID GLOGOVAC
2548614CHRISTIAN LIMON GLORIA
4476082ELLIOTT MATTHEW GLOVER
1296755JAMES ROBERT GLOVER
5644438MARK WILLIAM GLOVER
5935416SUSAN ELIZABETH GLOVER
4703747JENNIFER LYNN GLOWACKI
4939727ROBERT STEPHEN GLYNN
2284452HENRY HORACE GODBEE, III
4536422HENRY HORACE GODBEE, IV
5770580JACQUELYN R GODBOLD
4518082DAVID L. GODDARD
4230793MARCOS ARRINGTON GODFREY
4892560PAUL JOSEPH GODLEWSKI
5792585VIOLETA MARIA GODOY ZUNIGA
4138073DIANA LYNN ADKINS GODWIN
1287029DONALD JOE GODWIN
1210932TODD LLOYD GOEDEKE
5192689COLBY R GOERING
2148920RICHARD LEWIS GOINS
1876567DANIEL ROSS GOLD
1923251LEE ALEXANDER GOLD
2431841ERIC STEVEN GOLDBERG
1282174IRENE GOLDBERG
223972LEONARD ALLEN GOLDBERG
1386682MITCHELL LOUIS GOLDBERG
3075067STEVEN PHILIP GOLDBERG
2629946SHAUN PAUL GOLDEN
501694HAL STUART GOLDENBERG
1430872DONALD BRUCE GOLDMAN
1088882HOWARD JAY GOLDMAN
1325181LYNN ROBERT GOLDNEY
4373969ALEXANDER GOLDSTEIN
2412387GREGORY EVAN GOLDSTEIN
3073545JEFFREY WILLIAM GOLDSTEIN
5502960RUSSELL LEE GOLDSTEIN
2021935STEVEN ROSS GOLDSTEIN
2983230YISRAEL BINYAMIN GOLDSTEIN
1869099LARRY GORDON GOLDSTON
1856856ROY GOLLADAY, JR
2602411CLIFF SCOTT GOLOB
4883979DARRYL WAYNE GOLTER
1935809JOSE ANGEL GOMEZ, IV
5080731JORGE GOMEZ, JR
2457281ANGEL R GOMEZ
4393584ELOY GOMEZ
2891235HUGO ALEXANDER GOMEZ
5501082ROBERT GOMEZ
1659516ANDREW PAUL GONCHAR
5494315ANDRE MARI GONZALES
4235861JAMES RICHARD GONZALES
5187284ALEXIS JAVIER GONZALEZ
1989618GERALD COSTANTE GONZALEZ
6442595JENNIFER MARIE GONZALEZ
4580035JORGE JOSE GONZALEZ
1172302JOSE RAMON GONZALEZ
4061755JUAN OSIEL GONZALEZ
4441307MARIA TERESA GONZALEZ
2515811MICHAEL ANTHONY GONZALEZ
4258883REBECA GONZALEZ
3204187RICARDO GONZALEZ
4766497YOLAND GONZALEZ
4970485SHARON H GOODALE
4456106MARY KATHLEEN GOODALL
4248572WENDY L GOODINE
1411721JOHN GOODISH
1510905STEVEN DOUGLAS GOODMAN
4884582JORDON ERNEST GOODRICH
5100351JOHNATHAN MICHAEL GOODS
2517862CYNTHIA FOOTE GOOLSBY
1962991ANDREW STEPHEN GORDON
2852211SCOTT BURTENSHAW GORDON
1941195ARTURO ELIAS GORENA
2748692KEITH ADAM GORIN
3144585THOMAS PATRICK GORMAN
4175310ALBERT JOSEPH GORNATTI, JR.
4177639JON DAVID GORNBEIN
1477882DONALD ALBERT GORNEAU
4576241SHAWN C GORRELL
1008601THOMAS JOSEPH GORTER
2304907JOHN MARK GORTS
4574668JAMES STANLEY GOSSETT
4520310ADAM LOUIS GOTH
1398303LARRY HIROYUKI GOTO
3160206JOSHUA LAWRENCE GOTTLIEB
2827441DAVID MATTHEW GOTTSCHALK
4277144ARTHUR KEVIN GOTZMER
4617397JOSHUA DANIEL GOULD
5799015SHAMEL CORREEN GOULD
4768440JO ANNE JEAN GOULET
4693502GEORGE NICKOS GOUNELAS
2787029HARUT HARRY GOUYOUMJIAN
1959666PETER ALEX GOUZOS
4600863OSCAR GERARDO GRADOS
2427969GEORGE GRAFAS
4408817TODD GRAFENAUER
2998648MARK FRANCIS GRAHAM, II
227058CHARLES MCMILLAN GRAHAM
5441781DERMOT A GRAHAM
1542345HUGH JOHN GRAHAM
3074650MACHELLA LAVERN GRAHAM
2889111NIGEL LEONARD GRAHAM
2975022ROBERT BATTEY GRAHAM
720914ALVIN EDWIN GRAMENTZ
1633232GIOVANNI GRANATA
2473748FRED GRANIK
1965947TIMOTHY EARL GRANT, SR
5860497DAVID HUGH GRANT
3235369HOLLY VANESSA GRANT
227512JOHN WILLIAM GRANT
2447319STEPHEN DUNCAN GRANT
4673736STEVEN PAUL GRANTHAM
1164783PHILIP LEONARD GRASSO, JR.
3086179STEVEN A GRAU
4486104DEMETRIUS THOMAS FOX GRAVETTE
6094760ANTHONY CLYDE GRAY
2198588BARRY KEITH GRAY
5021861DANTE FOREE GRAY
1374128DELBERT WILLIAM GRAY
4380025LOUIS S GRAY
6377741ROBERT JOSEPH GRAY
862620RUSSELL EDWARD GRAY
1801953SALLY JEAN GRAY
2665911STEVEN GRAY
712791WILLIAM J GRAY
5404044DYLAN PATRICK GRAYSON
5095004JILL A GRAZIANO
2488261SUZANNE MARIE GREANY
1008642JAMES GROVER GREEN, III
824126ALLEN MICHAEL GREEN
2787039DAVE AUGUSTUS GREEN
1713027DOUGLAS CHRISTOPHER GREEN
2844883MATTHEW CRAIG GREEN
4464386MATTHEW PATRICK GREEN
6121027VASHAWN ANDREW GREEN
2831764VERNARD BENNY GREENE, JR
6256773KYLE BROCKMAN GREENE
2591266JONATHAN JAY GREENFIELD
3188356THOMAS MICHEAL GREENJACK
5474906JASON EDWARD GREENSPON
2093624CLIFFORD LEE GREENWALD
1229685CHARLES ELWOOD GREENWAY
4910464SHERMAN LEE GREER
4486108JASON WILLIAM GREGG
3276809JAMES JOSEPH GREGORIO, III
2308559LARRY RICHARD GREGORY
722911WALTER FRANCIS GRENDA, JR
2948166DANIEL FRANCIS GRIDLEY
1463581JAMES MICHAEL GRIEGEL
5600606ERIC GRIEGO
3232749JEFFREY D GRIFFIN, JR.
4365871DONALD WAYNE GRIFFIN
1955757HAROLD WAYNE GRIFFIN
2429099RICHARD ERNEST GRIFFIN
4568590TONYA MARIE GRIFFIN
4957188MICHAEL GRIFFITH
2451366JERRY GLENN GRIGGS
2593936DONALD WILLIAM GRIGLEY, JR
4029336ANN AYKANUSH GRIGORYAN
4106942JAMES DOUGLAS GRIMES
2859084MICHAEL GLYN GRIMES
1728682RICARDO JUAN GRIMES
1223554ROBERT DOUGLAS GRIMES
2563599DEBORAH LYNN GRIST
5731542MARY A GRISWOLD
1829703STEPHEN GRIVAS
2501024CAMERON WADE GRIZZLE
5181931ADAM PAUL GROMLING
2265918MYRLE CONLEY GROSE, JR
2545583HARVEY SCOTT GROSSMAN
2905125ISAAC C GROSSMAN
2306258STEVEN W GROSSMAN
4564852JOHN LEWIS GROSSO
6319368RYLEY GROSSO
3000877JEFFREY BRIAN GROVE
1505636JACK BENJAMIN GRUBMAN
2351888JAY JULES GRUENEBAUM
2287985GABRIEL ANTONIO GRULLON, JR
5734701LUIS D GRULLON
2670062STEVEN BRUCE GRUNWERG
5486795DANIEL GUADARRAMA
6007916LAUREN R GUASTELLA
2837453JON ERIC GUAY
2619017SANDRA LORETTA GUAY
3097226JEFFREY DAVID GUCKERT
2814512JENNIFER J GUELINAS
3047778CHRISTOPHER RONALD GUENTHER
6164537CORINNA BARBARA GUENTHER
4183327CHRISTOPHER JAMES GUETZKOW
5644549ROGELIO FERNANDO GUEVARA
3146810PETER HARVEY GUGISBERG
4769621GLORIA JEAN GUIDE
1389620FRANCIS JOSEPH GUILTINAN
4050796CHARLOTTE ANN GUIN
4401132ARHONDA T'LENE GUINN
2372860GARY DUCARMEL GUIRAND
2475720ELLEN ANNETTE GULDENZOPF
4183984DMITRIY M GULKAROV
3066284HOLLY ANN GUNNETTE
3004331ARVIND K GUPTA
2403225LEE GURA
232190ARTHUR EDWARD GURR
4950885MARY DENISE GUSTAVSON
4108390MARK STEVEN GUTENTAG
2253333WILLIAM YEAGER GUTHRIE
5782445ERIKA M GUTIERREZ
2779960DAVID MICHAEL GUTMAN
3024181BETH ANNE GUTWIN
1292105ROBERT JAMES GUYER
2199744JOHN CHARLES GUYS
6373054ISRAEL GUZMAN
4497415KEVIN GUZMAN
4228943VIVIAN V GWIN
5311699Wanda L Gilmer
6618515Kevin Grewal

1. This matter has been appealed to the SEC. The findings and sanctions imposed are subject to review and modification by the SEC. The bar remains in effect pending the outcome of the appeal.