Regulatory Notice 15-31
SEC Approves Rule to Address Conflicts of Interest Relating to the Publication and Distribution of Debt Research Reports
On April 20, 2016, FINRA extended the implementation date from April 22, 2016, to July 16, 2016.
The SEC approved the adoption of FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) to address conflicts of interest relating to the publication and distribution of debt research reports. Rule 2242 becomes effective on February 22, 2016.
The rule text is available at www.finra.org/notices/15-31.
Questions regarding this Notice should be directed to:
|Date||Title||Format - Size|
|8/26/2015||Regulatory Notice 15-31 Attachment A - Debt Research Rule Text||PDF - 121.31 KB|