Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 83-19 | Approval of Revisions to Qualification Requirements of Foreign Issues on NASDAQ
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| Notice To Members 83-18 | 43 Additional Securities Are Mandated Into National Market System
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| Notice To Members 83-17 | Amendments to Rules Governing Transactions Executed for Persons Associated with Another Member
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| Notice To Members 83-15 | Underwriting Compensation Received by Members in Public Corporate Offerings
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| Notice To Members 83-14 | Holiday Settlement Schedule
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| Notice To Members 83-13 | Request For Comments on Amendments to Appendix F Concerning Sales Incentives for Direct Participation Programs
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| Notice To Members 83-12 | Clarification of NASD Filing Requirements for Offerings Made Pursuant to SEC Rule 415
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| Notice To Members 83-11 | Formation of Federal Task Group on Regulation of Financial Services
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| Notice To Members 83-10 | The Tax Equity and Fiscal Responsibility Act of 1982
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| Notice To Members 83-9 | Bell & Beckwith 234 Erie Street Toledo, Ohio
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| Notice To Members 83-8 | Amendments to Association By-Laws
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| Notice To Members 83-7 | Solicitation of Comments on SEC Proposed Anti-Internalization Rule
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| Notice To Members 83-6 | Proposed Amendments to the Uniform Practice Code to Extend Applicability of the Code to Secondary Market Transactions in Unit Investment Trust Securities
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| Notice To Members 83-5 | Holiday Settlement Schedule February, 1983
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| Notice To Members 84-4 | National Market System Grows to 789 Securities With 50 Additions on February 14
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| Notice To Members 83-4 | Real-Time Transaction Reporting in Additional 100 NASDAQ NMS Securities Effective February 8, 1983
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| Notice To Members 83-3 | Securities and Exchange Commission Approves Amendments to Rule 17f-2; Fingerprinting of Securities Industry Personnel
Fingerprinting of Securities Industry Personnel
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| Notice To Members 83-2 | Effect of Tax Law Changes on NASD Qualification Examinations
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| Notice To Members 83-1 | Real-Time Transaction Reporting in NASDAQ NMS Securities updated
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| NOT AVAILABLE AT THIS TIME | NOT AVAILABLE AT THIS TIME
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| NOT AVAILABLE AT THIS TIME | NOT AVAILABLE AT THIS TIME
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| Notices | ||
| NOT AVAILABLE AT THIS TIME | NOT AVAILABLE AT THIS TIME
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