Notices

Nasdaq National Market Additions, Changes, and Deletions as of October 26, 1992

Proposed Recision of the Guidelines Regarding Communications With the Public About Investment Companies and Variable Contracts (Guidelines) and Proposed Amendments to Article III, Section 35 of the Rules of Fair Practice to Incorporate Items From

NASD 1993 Holiday Schedule

Quotation and Trade-Reporting Requirements for Members Dealing in High-Yield Bonds

Nasdaq National Market® Additions, Changes, and Deletions as of November 20, 1992

Federal and State Legislative Update

SEC Approval of Amendments Concerning the Exclusion of Class-Action Matters From Arbitration Proceedings and Requiring That Predispute Arbitration Agreements Include a Notice That Class-Action Matters May Not Be Arbitrated

Trade Date-Settlement Date Schedule for 1993

NASD® Responds to SEC's Market 2000 Concept Release

SEC Adopts Significant Amendments to the Net Capital Rule, Proposes Others for Public Comment

Annual Check List of NASD Notices to Members

Market-Maker Obligations With Regard to Display of Size in Quotations

Nasdaq National Market Additions, Changes, And Deletions As of December 21, 1992

1993 Renewal Rosters And Final Adjusted Invoices

SEC Approval of Amendment to Article III, Section 15 of the NASD® Rules of Fair Practice; Effective December 3, 1992

Effective December 3, 1992

Presidents' Day — Trade Date-Settlement Date Schedule

SEC Approval of Amendments to Branch-Office Fees

For Your Information

Market-Maker Display of Size in Nasdaq Small-Cap Market^SM Securities

Request for Comments On Proposed Amendment to the Corporate Financing Rule Relating to the Fairness And Reasonableness of Underwriter Warrant's Anti-Dilution Provisions

Questions and Answers About New NASD^® Rules Governing Investment Company Sales Charges — Article III, Sections 26(b) and (d) of the Rules of Fair Practice

SEC Approves Amendments to NASD^® Rules Governing Transaction Reporting

Nasdaq National Market(r) Additions, Changes, And Deletions as of January 21, 1993

SEC Grants OTC Bulletin Board^® Interim Designation As a "Qualifying Electronic Quotation System"

SEC Approval of Amendment Relating To the Payment of Gratuities or Anything Of Value by Members To Others

Good Friday: Trade Date-Settlement Date Schedule

SEC Approves Collateralized Mortgage Obligations Advertising Guidelines for Communications With the Public

Mail Vote — Proposed Amendments to Articles VII and XII of the NASD By-Laws and Article III of The NASD Rules of Fair Practice to Make All Rule Approval Procedures Under the By-Laws Uniform;

NASD and Other SROs Launch Continuing Education Effort for Member Firms

SEC Approves Changes To Uniform Practice Code Establishing Close-Out Procedures for Fails

Nasdaq National Market(r) Additions, Changes, And Deletions as of February 22, 1993

NASD Reminds Members to Settle Syndicate Accounts Within 90 Days of the Settlement Date

SEC Approves Code of Procedure Amendments That Permit the NASD to Institute Summary Revocation Proceedings For Failing to Pay an Arbitration Award

SEC Approves Rule 10b-6 Passive Market Making and Changes to Notification Procedures Under Schedule D of the NASD By-Laws

NASD Urges Members to Provide Complete and Accurate Blue Sheet Submissions

SEC Approves New NASD Margin Rules

Nasdaq National Market(r) Additions, Changes, And Deletions as of March 23, 1993

SEC Approves New Trade-Reporting Requirements for Late-Trade Reports

Memorial Day: Trade Date-Settlement Date Schedule

SEC Approves Fifth-Character Identifier In Market-Maker Symbols for Non-Primary Trading Location