Notices

NASD Reminds Members Of Mutual Fund Sales Practice Obligations

Nasdaq National Market Additions, Changes, And Deletions As Of February 24, 1994

SEC Approves Sales-Charge Disclosure Exemption For Money Market Mutual Funds

SEC Approves Surcharge On Any NASD Member Named As A Party To An Arbitration Proceeding

Nasdaq National Market Additions, Changes, And Deletions As Of March 28, 1994

Fixed Income Pricing System (FIPS) Begins Operation

Effectiveness Of New Section 46 Of Article III Of The Rules Of Fair Practice Delayed Until September 15, 1994

SEC Approves Amendments To Filing Requirements For Communications Regarding Mutual Fund Rankings And CMOs Effective June 1, 1994

Memorial Day: Trade Date-Settlement Date Schedule

Mail Vote—NASD Solicits Member Vote On Proposed Amendments To The Pre-Membership Interview Procedures;

Increased Advertising Regulation Department Filing Fees Take Effect May 1, 1994

SEC Approves Amendments To Remove The Member Vote Requirement For Amendments To The Rules Of Fair Practice And Incorporate Appendices Into Rules Of Fair Practice

SEC Approves Use Of Market-Maker Identifiers For OTCBB And Elimination Of Certain Schedule H Reporting Requirements

Special Notice to Selected Members

Nasdaq National Market Additions, Changes, And Deletions As Of June 28, 1994

NASD Solicits Public Comment On Approaches Governing Award Of Punitive Damages In Arbitration

Fixed Income Pricing System Additions, Changes, And Deletions As Of June 28, 1994

SEC Proposes Amendments To Regulation T

Members Reminded To Report Address, Contact Changes To NASD

Mail Vote—NASD Solicits Member Vote On Proposed Amendments To The NASD By-Laws To Facilitate The NASD Manual Revision;

Rule Proposals Of The Industry/Regulatory Council On Continuing Education

SEC Approves New NASD Limit Order Protection Rule

Nasdaq National Market Additions, Changes, And Deletions As Of July 28, 1994

NASD Solicits Member Comments On The Application Of The NASD Mark-Up Policy To Transactions In Government And Other Debt Securities, And Suitability Obligations To Institutional Customers In Debt And Equity Transactions;

NASD Solicits Member Comment On Cash And Non-Cash Compensation For Selling Investment Company And Variable Contract Securities;

Labor Day: Trade Date-Settlement Date Schedule

SEC Approves Amendment To Code Of Arbitration Procedure Permitting Arbitrator Disciplinary Referrals

Fixed Income Pricing System Additions, Changes, And Deletions As Of July 29, 1994

New Section 46 Of Article III Of The Rules Of Fair Practice Governing The Repricing Of Open Orders Takes Effect September 15, 1994

SEC Approves Guidelines Relating To The Use Of Rankings In Investment Company Advertisements And Sales Literature

SEC Approves Short-Sale Rule For The Nasdaq Stock Market

SEC Approves Clearance And Settlement Proposal For Nasdaq And OTCBB Market Makers

Fixed Income Pricing System Additions, Changes, And Deletions As Of August 29, 1994

SEC Approves Adoption Of NASD Limited Partnership Rollup Transaction Rules;

NASD Requests Comment On Standardized Forms Proposed For DPP Securities;

SEC Approves Elimination Of Access Market-Maker Procedures

Nasdaq National Market Additions, Changes, And Deletions As Of August 29, 1994

Committee On Compensation Practices Requests Comment;

NASAA Publishes Form Revisions For Public Comment:

SEC Approves Amendments To Trade-Reporting Requirements For Trades Executed Outside Normal Market Hours