Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 94-70 | SEC Approves Adoption Of NASD Limited Partnership Rollup Transaction Rules;
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| Notice To Members 94-79 | NASD Solicits Member Comment On Board Proposals To Extend Customer Limit-Order Protection;
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| Notice To Members 94-83 | NASD Provides Additional Guidance Concerning The Operation Of The NASD Short-Sale Rule
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| Notice To Members 94-88 | Fixed Income Pricing System Additions, Changes, And Deletions As Of September 30, 1994
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| Notice To Members 94-80 | SEC Approves NASD Proposal Requiring Members To Annotate Their Affirmative Determinations As To Stock Availability Made In Connection With Short Sales
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| Notice To Members 94-85 | Veterans' Day And Thanksgiving Day: Trade Date-Settlement Date Schedule
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| Notice To Members 94-82 | NASD Solicits Comment On Proposed Amendment To The Corporate Financing Rule Relating To Rights Of First Refusal;
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| Notice To Members 94-87 | Nasdaq National Market Additions, Changes, And Deletions As Of September 29, 1994
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| Notice To Members 94-84 | Broker/Dealer And Agent Renewals For 1994-95
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| Notice To Members 94-81 | SEC Approves NASD Proposal To Require CQS Market-Maker Participation In ITS/CAES And CAES
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| Notice To Members 94-86 | NASD 1995 Holiday Schedule
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| Notice To Members 94-91 | Nasdaq National Market Additions, Changes, And Deletions As Of October 27, 1994
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| Notice To Members 94-90 | Christmas Day And New Year's Day: Trade Date-Settlement Date Schedule
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| Notice To Members 94-92 | Fixed Income Pricing System Additions, Changes, And Deletions As Of October 31, 1994
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| Notice To Members 94-89 | Fed Amends Regulation T
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| Notice To Members 94-99 | Trade Date-Settlement Date Schedule For 1995
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| Notice To Members 94-96 | NASD Requests Comment On Disclosure Of Partnership Valuations On Customer Account Statements
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| Notice To Members 94-101 | Fixed Income Pricing System Additions, Changes, And Deletions As Of November 28, 1994
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| Notice To Members 94-93 | NASD Requests Comment On Proposed Rule Governing Registered Persons Lending To Or Borrowing From Customers
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| Notice To Members 94-98 | SEC Approves NASD Listing Requirements Proposal To Prohibit Immediate Delistings Of Units
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| Notice To Members 94-95 | NASD Requests Comment On Proposed Customer Complaint Rules
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| Notice To Members 94-100 | Nasdaq National Market Additions, Changes, And Deletions As Of November 28, 1994
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| Notice To Members 94-97 | Treasury Proposes Risk Assessment Rules For Government Securities Broker/Dealers
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| Notice To Members 94-94 | NASD Requests Comment On Proposed Rule Governing Members Operating On Bank Premises;
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| Notice To Members 94-102 | New Exercise Advice Procedures For Expiring Equity Options
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| For Your Information - January 1995 | For Your Information
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| Notice To Members 95-5 | Nasdaq National Market Additions, Changes, And Deletions As Of December 28, 1994
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| Notice To Members 95-2 | SEC Adopts Changes To Rule 10b-10; Defers Action On Proposed New Rule 15c2-13
Defers Action On Proposed New Rule 15c2-13
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| Notice To Members 95-4 | Presidents' Day: Trade Date-Settlement Date Schedule
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| Notice To Members 95-1 | NASD Solicits Comment On NASD Mediation Program And Draft Mediation Procedures;
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| Notice To Members 95-6 | Fixed Income Pricing System Additions, Changes, And Deletions As Of December 29, 1994
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| Notice To Members 95-03 | Annual checklist of NASD Notices To Members
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| Notice To Members 95-10 | 1994-95 Renewal Rosters And Final Adjusted Invoices
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| Notice To Members 95-7 | SEC Approves NASD Proposal Amending Free-Riding And Withholding Interpretation Provisions
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| Notice To Members 95-12 | Fixed Income Pricing System Additions, Changes, And Deletions As Of January 30, 1995
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| Notice To Members 95-9 | NASD Qualification Examinations Revisions;
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| Notice To Members 95-11 | Nasdaq National Market Additions, Changes, And Deletions As Of January 26, 1995
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| Notice To Members 95-8 | Short-Interest Reporting Requirements Revision For Exchange-Listed Securities;
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| Continuing Education Program Update: Regulatory Element Questions And Answers | Continuing Education Program Update: Regulatory Element Questions And Answers
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| Notice To Members 95-18 | Nasdaq National Market Additions, Changes, And Deletions As Of February 23, 1995
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