Notices

SEC Approves Amendments Relating To The Release Of Disciplinary Information

Fixed Income Pricing System Additions, Changes, And Deletions As Of June 20, 1997

NASD Requests Comment On Use Of Decimal Pricing In The Nasdaq Stock Market

For Your Information

Fixed Income Pricing System Additions, Changes, And Deletions As Of May 22, 1997

NASD Regulation Requests Comment On Proposed Definition Of Correspondence For Rules Regarding Communications With The Public

Depository Trust Company To Launch Initial Public Offering Tracking System

Independence Day: Trade Date — Settlement Date Schedule

NASD Interpretive Letters

SOES Tier Levels Set To Change July 1, 1997

Treasury's Foreign Assets Control Office Updates List Of Specially Designated Persons And Entities

For Your Information

"Limited Edition" Treasury Securities

NASD Regulation Discusses Member Disclosure Obligations And Requests Comment On The Appropriateness Of Adopting A Rule Governing Risk Disclosure

NASD Regulation Files Proposed Changes To Disciplinary, Election, And Membership Procedures With The SEC

NASD Regulation Files Amendment To Bank Broker/Dealer Rule With The SEC

NASD Reminds Registered Persons Of Continuing Obligation To Update NASD Records

   1997 Direct Participation Program Directory

Fixed Income Pricing System Additions, Changes, And Deletions As Of April 24, 1997

Approval Of Investment Company Rankings Amendments

NASD Interpretive Position—NASD Rule 3050—Transactions For Or By Associated Persons

NASD Regulation Requests Comments On Amendments To The Free-Riding And Withholding Interpretation

For Your Information

Application Of NASD Conduct Rules To Group Variable Contracts And Other Exempted Securities

Fixed Income Pricing System Additions, Changes, And Deletions As Of March 24, 1997

Members Reminded To Report Executive Representative And Address Changes

NASD Regulation And New York Stock Exchange Memorandum Discusses Sweep Report And Provides Guidance On Heightened Supervision Recommendations

Memorial Day: Trade Date — Settlement Date Schedule

SEC Approves Amendments To ACT Rules To Require Market Makers To Denote When They Have Effected An Exempt Short-Sale

Industry/Regulatory Council On Continuing Education Issues Continuing Education Program Firm Element Advisory

Fixed Income Pricing System Additions,Changes,And Deletions As Of February 21, 1997

Bank Secrecy Act Recordkeeping Rule For Funds Transfers And Transmittals Of Funds

NASD Updates Year 2000 Activities And Advises Members

NASD Regulation Requests Comment On Proposed Rule Restricting Payment Of Referral Fees By NASD Members

For Your Information

SOES Tier Levels Set To Change April 1, 1997

NASD Regulation Requests Comment On Proposed Rule Governing Use And Release Of Customer Confidential Financial Information

SEC To Approve Amendments To NASD Rules To Facilitate Compliance With SEC Regulation M

For Your Information

NASD Files With The SEC Proposed Amendment To Regulate The Disclosure Of Values For Illiquid Direct Participation Program And Real Estate Investment Trust Securities On Customer Account Statements