FINRA publishes notices to provide firms with timely information on a variety of issues. They are listed below in reverse chronological order.
FINRA also provides a Subject Index of Notices.
Notices published from 1983 to 1996 may be found in the FINRA Manual. To obtain a Notice published prior to 1983, please contact FINRA MediaSource at (240) 386-4200.
|Date of Pub||Title||Description|
|Jan 1, 1996||Notice to Members 96-04||
1995-96 Renewal Rosters and Final Adjusted Invoices
|Jan 1, 1996||Notice to Members 96-03||
NASD Files with the SEC Proposed Rule Governing Members Operating on Bank Premises
|Jan 1, 1996||Notice to Members 96-02||
SEC Approves Amendments to Article II, Section 4 of the NASD By-Laws to Include Statutory Disqualification Provisions Adopted by Congress
|Jan 1, 1996||Notice to Members 96-01||
Mail Vote--NASD Solicits Member Vote on Amendments to the NASD By-Laws to Require Members to File Required Documents Electronically
Last Voting Date: February 16, 1996